Child Protective Services Investigation Report Child Welfare Agency Many names of staff members and ABR residents were deleted by CPS before the document was released to The Arizona Republic. AGENCY NAME: Arizona Boys Ranch DATE OF REPORT: March 6, 1998 DATE ASSIGNED: March 13, 1998 CHILD VICTIM (DOB): Nicholaus Contreraz l/15/82 (16.2 years) ALLEGATION: Nicholaus Contreraz was placed at Arizona Boys Ranch on 1/5/98 by the Sacramento Juvenile Probation Department. On 3/2/98, at 8:30 PM Nicholaus died following an incident at the Arizona Boys Ranch in which staff, and _. "put him in a control position". The restraint was performed when Nicholaus was uncooperative with staff. He stopped breathing and staff called 9-1-1. Nicholaus was air-evacuated to Northwest Hospital in Tucson. ACTIONS TAKEN: SITE VISITS Field visits were made to the Arizona Boys Ranch (ABR). Oracle facility on the following dates: 3/16/98 3/19/98 3/27/98 4/16/98 5/6/98 5/8/98 5/18/98 5/20/98 INTERVIEWS CONDUCTED BY CHILD PROTECTIVE SERVICES 3/16/98 Dorothy Porter and Steve Madrid, Paramedics - Rural Metro, San Manuel Substation 3/16/98 Kaja Jezycki, ABR attorney - Telephone call 3/16/98 ABR resident - Oracle Facility 3/16/98 ABR resident - Oracle Facility 3/16/98 ABR resident - Oracle Facility 3/l6/98 Billy Craig, Paramedic volunteer - San Manuel Health Care Center 3/18/98 Don Berg, Sacramento County Probation Officer - Telephone call 3/19/98 Sgt. Ron Pugliese, Pinal County Sheriff's Department - telephone call 3/19/98 ABR resident - Oracle Facility 3/26/98 ABR resident - Oracle Facility 4/8/98 John Wejmer, Don Berg, Pamela Moore, Sacramento County Probation Department 4/8/98 Detective Ed Schweitzer, Michael Downing, Brenda Alston and Sgt. Ron Pugliese, Pinal County Sheriff's Department 4/16/98 ABR resident - Oracle facility 4/16/98 ABR resident- Oracle facility 4/16/98 ABR resident - Oracle facility 4/16/98 ABR resident - Oracle facility 4/16198 ABR resident - Oracle facility 4/16198 victim's mother - Telephone call 4/20/98 Don Berg and John Wejmer, Sacramento County Probation Department 4/20/98 Judge Kenneth Peterson, Juvenile Court Judge, Sacramento, California 4/20/98 (victim's maternal grandmother) and Robert Buccola _ - Sacramento, California 4/21/98 ex-ABR resident - Los Padrinos Detention Center, Los Angeles, California 4/21/98 ex-ABR resident - home residence, Los Angeles, California 4/30/98 ex-ABR employee - Pima County Sheriff's Office, Tucson 5/1/98 ex-ABR employee - Pinal County Sheriff's Office, Oracle Substation 5/6/98 ABR staff - Oracle facility 5/6/98 ABR staff - Oracle facility 5/6/98 ABR staff - Oracle facility 5/8/98 ABR staff - Oracle facility 5/8/98 ABR Staff - Oracle facility 5/8/98 ABR staff - Oracle facility 5/8/98 ABR staff - Oracle facility 5/18/98 ABR staff - Oracle facility 5/18/98 ABR staff - Oracle facility 5/18/98 ABR staff - Oracle facility 5/20/98 ABR staff - Oracle facility 5/20/98 ABR staff - Oracle facility 5/20/98 ABR staff - Oracle facility 5/20/98 ABR staff - Oracle facility 5/20/98 ABR staff - Oracle facility 5/20/98 ABR staff - Oracle facility 5/20/98 ABR staff - Oracle facility 6/10/98 Bruce Parks, forensic pathologist - Pima County Medical Examiner's Office 7/1/98 Mary Dudley, Forensic Pathologist - Consultant 7/16/98 Mary Dudley, Forensic Pathologist - Consultant 7/21/98 ABR resident, Oracle facility 7/22/98 Mary Dudley, Forensic Pathologist - Consultant 7/22/98 7/27/98 7/27/98 ABR resident DOCUMENTATION REVIEWED Pima County Medical Examiner's report Transcribed reports of interviews conducted by the Pinal County Sheriff's Department Records obtained from ABR on Nicholaus Contreraz Sacramento County Juvenile Court medical records of Nicholaus Contreraz Written statements from two ex-ABR residents Forensic Pathologist Consultant report Chronology report provided by _ Information collected by Sacramento County Juvenile Probation Department California Department of Social Services Oversight Committee Report CHRONOLOGY OF EVENTS The following is a chronology of significant events culminating in the death of Nicholaus Contreraz. Monday, 1/5/98 The victim was placed at ABR by the Sacramento Juvenile Probation Department. Wednesday, 1/7/98 The victim was seen by the nurse and doctor for a routine medical exam at admission. The history noted the victim had asthma and was using two inhalers, Ventolin and Beclovent. 10:45 AM - An incident report was written by . The report had "Negative" as the behavior. The incident occurred in the chapel. The report stated the victim was cursing and he was isolated from the group to have a discussion about his negative behaviors. The report indicated no consequence was given. The "Treatment Direction noted in the report was "Hold Mr. Contreraz highly accountable of his actions. Thursday, 1/8/98 According to chronology, the victim was seen by _. His asthma medication doses were adjusted. (Attachment 1) Tuesday, 1/13/98 1:50 PM - The victim was seen by the nurse, for a swollen right heel. The victim told the nurse he had an asthma attack the prior night. He was given protection to back heel. Thursday, 1/15/98 10:05 AM - The victim was seen by a nursing assistant, for a swollen tendon on his right foot and blisters on his left foot. He was given Band Aids. Monday, 1/19/98 9:15 AM - The victim was seen by the nurse, _ . The victim complained his back on the left side was sore and he had pain while breathing. The documentation stated the victim "still has difficulty with asthma". The victim reported he had been hit two days before. The documentation stated the victim was to see on 11/21/98. Thursday, 1/22/98 7:00 AM - The victim was seen by _ who documented the victim's lungs were clear and he demonstrated correct use of inhalers. The victim had a cough. The victim was given Drixoral, for drainage and cough. 9:20 AM - The victim was seen by _ for a swollen tendon on his right foot and a blister on his left foot. A cushion and Band Aid were applied Sunday, 2/8/98 7:40 AM - An incident report was completed by - _ The report had "Negative" checked as the behavior. The incident involved the clean up in Barracks 31 and the victim failing to follow orders. The victim carried a bottle of cleaner to the window he was cleaning. The residents were required to spray the solution on rags and leave the bottles in one location. The victim was informed he was not utilizing teamwork and time management skills by removing the cleaning from his peers' access. Monday, 2/9/98 9:30 AM - The victim was seen by_ The victim complained of pain on the right side of his rib cage. He was diagnosed as pulled muscle and was given Ibuprofen. The documentation noted a dentist appointment was needed. Monday, 2/16/98 10:52 AM - The victim was seen by _. The victim complained of a headache, sinus pain, drainage and cough. It was noted the victim had been using cough syrup. The victim was given Drixoral. Thursday, 2/19/98 (10 days before Nicholaus Contreraz's death) 12:15 AM - An incident report was written by _. The report had "Negative" checked as the behavior. The incident took place in the dining hall. The report stated the following: "Upon arrival to ABR, all residents are informed that they will display honesty at all times. Residents are asked by staff to go outside and clean their shoes off if they were involved in the morning activity. Mr. Contreraz did not move and gave another peer a disrespectful look his peer protected his environment. He was isolated from his peers and a discussion took place about his inappropriate actions. He remained appropriate and respectful and was then returned to group. " Saturday, 2/21/98 (9 days before Nicholaus Contreraz's death) The victim was seen by . The victim reported difficulty breathing during exercises and stated his inhaler did not work. He was instructed to use his inhaler 3O minutes prior to exercising. A chronology from the nurse states staff were informed the victim required the use of his inhaler 30 minutes prior to exercising. 8:00 - An incident report was completed . The report does not indicate if the incident occurred in the morning or night. The report had "Informative" checked as the behavior. The report indicated a hygiene inspection was conducted and residents had conditions for the nurse to evaluate. For the victim, the note stated: "Contreraz, Nicholaus - cold flu symptoms - fever, chills-. The incident report does not contain any information on follow up taken. Based on interviews, this incident occurred in the evening. Sunday, 2/22/98 (8 days before Nicholaus Contreraz's death) The nurse's chronology states she was called at home. The victim had a temperature of 103 degrees. She instructed staff to put the victim to bed, increase fluids, apply cold compresses and take his temperature again in two hours. The chronology does not name the staff who called her at home. In an interview, recalled writing an entry into the log of Barracks 22 that the victim had a temperature of 103.8 degrees. (A copy of the complete log was not provided to CPS.) Monday, 2/23/98 (7 days before Nicholaus Contreraz's death) 11:15 AM - The victim was seen by someone for a medical exam. The documentation was not signed. The victim complained of nausea, cough and fever for three days. His temperature was taken and noted at 99.8 degrees. There is no documentation of treatment. According to the nurse's chronology, _ saw the victim and gave him Tylenol. 1:00 PM - The victim was seen by a dentist. The dentist gave the victim amoxicillin and aspirin with codeine. The dentist's office noted the victim had a temperature of 103 degrees. Tuesday, 2/24/98 (6 days before Nicholaus Contreraz's death) The nurse's chronology states saw the victim while he was sitting outside on a block wall during the camp's Olympics. She stated the victim was cool to the touch and he reported his tooth hurt. _ stated the victim was upset because she would not allow him to join the "games". The victim was observed vomiting and coughing by staff and residents during this day. Wednesday, 2/25/98 (5 days before Nicholaus Contreraz's death) 11:00 - An incident report was completed by_ The report does not indicate if the incident was in the morning or night. It is believed it occurred in the morning. The report had "Informative" checked as the behavior. The incident occurred at the chapel. The victim had informed staff the nurse had placed him on restriction and he was not to do any physical activity. The nurse was contacted and she indicated the victim was not restricted from physical activity. The report stated the nurse had seen the victim the prior day and advised him that he needed to do more physical activity. The victim was isolated as a result of this incident. The report stated the victim responded "appropriately to the discussion and was shortly returned to the group with a calm, yet downtrodden demeanor. The report stated the following under Treatment Direction ": "Continue to hold him accountable. He uses the nurse as a scapegoat, so communication with her is essential. The nurse's chronology states _ saw the victim with a work crew. She asked the victim how he felt and he stated he was 'okay". The nurse reported the victim felt cool to her touch. Also, the victim was able to keep breakfast down, no nausea. ~ The chronology states staff reported the victim would occasionally hyperventilate. does not report in either her interviews or chronology the incident report recorded on this day which indicated she was contacted by staff. Sometime during this night the victim was placed on yellow shirt status. Thursday, 2/26/98 (4 days before Nicholaus Contreraz's death) 10:00 AM - According to the nurse's chronology, saw the victim at this time. The victim complained he hurt all over. The chronology states the victim's lungs sounded clear and there was no wheezing. Staff reported the victim would occasionally hyperventilate. 1:15 PM - An incident report was completed by _. The report had "Informative" checked as the behavior. The incident occurred at the basketball count The summary stated the following: "On the above date and time staff observed a yellowish wet spot on the back of Mr. Contreraz' pants. Staff asked Mr. Contreraz what the spot was and he stated that he defecated. Staff took Mr. Contreraz immediately to Barracks 31. He was given a shower and clean clothing. " In the section noted "Follow-up Goals. the following was noted: "1. Inform staff of hygiene needs. 2; Ask staff for permission to use proper facilities. Staff informed Mr. Contreraz that he needs to tell staff of his restroom needs so as staff can take him to the proper facilities. He was receptive to staff 's feedback and placed back with the group. In the section "Treatment Direction the following was noted: Teach proper hygiene. 2:35 PM - An incident report was completed by _. The report had "Informative " checked as the behavior. The incident occurred in the "PT Field". The report stated the victim defecated while performing physical activities. The victim was taken to Barracks 31 to clean up. _ took the victim to the nurse. He was given lmmodium. The victim had trouble breathing. The nurse gave him a paper bag to use to control his breathing. The victim was cleared by the nurse to return to a work crew. That afternoon the victim moved rocks and did physical training in the barracks. (It should be noted CPS was not provided with any nursing notes on this incident nor does the nurse's chronology state _ or _ saw the victim at this time.) 3:15 PM - An incident report was completed by . The report had "Physical Assistance" checked as the behavior. The incident occurred at the volleyball court. The report described the victim "putting out no effort" while doing physical activities. The report stated staff "corrected and encouraged him to put forth effort". The report stated "Mr. Contreraz was unresponsive to the continuous feedback from staff. At this point staff had to physically assist Mr. Contreraz through all of the activities given by staff. Mr. Contreraz was consistently nonresponsive and still put forth no effort. After further correction Mr. Contreraz responded appropriately and finished the activities. Follow up began there after. The report noted the victim was given three days of extra duty as a consequence. The "Treatment Direction noted the following: "Hold young man highly accountable for his lack of efforts. In the incident noted above, and _ were present and involved. The incident report noted _ was a witness. 6:00 PM - An incident report was completed by . The report had "Physical Assistance checked as the behavior. The incident occurred at the volleyball court. The incident was witnessed by _ and _. The incident described the victim not doing physical activity correctly. The report stated the victim did not respond when given feedback. It described the victim as frustrated because staff would physically assist the victim. The report stated the victim attempted to hit his head on the ground and staff held him to prevent him from hitting himself. Staff told the victim if he could perform exercises for fifteen minutes he would be allowed to continue with his day. The victim responded by performing the exercises and he was placed back with the group. The "Follow-up & Goals" stated: 1. Improve physical activities by not giving up on yourself. 2. Develop ways to handle frustrations in a more appropriate manner. The "Treatment Direction n noted the following: Challenge young man to improve his ability to meet physical challenging activities. noticed a scrape on the victim's chin sometime during this day. The victim was given his inhaler at least 4 to 5 times during the day. The victim slept on a mattress on the floor. Friday, 2/27/98 (3 days before Nicholaus Contreraz's death) 10:00 AM - The victim was seen by _. He complained of hurting all over and stated he wanted to die. The nurse stated she checked his lungs which sounded clear. She noticed no difficulty in breathing. The nursing notes stated "`No visible signs of edema, bruising or lacerations. Abrasions 1 x 2 on sternum, clean and dry. 10:00 AM - An incident report was completed _. The report had "Informative" checked as the behavior. The incident occurred at the nurse's office. The incident report stated that while the victim was being seen by the nurse, the victim stated he wanted to kill himself. The victim stated he could not take it anymore and he wanted to be with his father. The victim was told staff would not allow him to harm himself and he needed to meet expectations rather than harm himself. The "Follow-up & Goals n stated: "1. Begin to meet basic expectations. 2. Not harm himself in any way. Mr. Contreraz is very emotional and as such will be placed on yellow shirt/high visibility status for a further 72 hours for close observation. n The victim was returned to a work crew. 11:00 AM - An incident report was completed _. The report had "Informative " checked as the behavior. The incident occurred at "social services -. The report stated a conference call was conducted between the victim, his mother and d_. The report stated: that Nick needed to follow instructions, stop defecating on himself and accept responsibility for his actions. The victim told his mother he wanted to die and his mother began "giving him feedback on his poor choices and informed him to 'Be a man!' Staff informed the victim had defecated on himself three times to avoid group activities to which _ stated, "Nick, aren't you embarrassed of yourself?" Lunch - _ took the victim to finish his lunch outside sitting on rocks by the Port-A-John. The victim vomited after eating. ._ stated he thought this was because the victim stuffed his lunch into his mouth to force himself to vomit. 8:00 PM - An incident report was completed by -. The report had "Physical Assistance" checked as the behavior. The incident occurred at Barracks 31. The report stated that during "structured physical training" in the barracks the victim was not performing the exercises the rest of the group was doing. He was separated from the group and given "corrective feedback". The victim told staff he felt like vomiting. He was physically assisted in the exercises. The victim defecated on himself and the victim was given the opportunity to shower and clean up and physical training resumed ". One of the follow up items noted was the victim was to "perform all exercises that you are instructed to do with quality and detail. In an interview, _ reported this incident involved four residents, including the victim, who had not met weekly goals and were required to do physical training. The victim was unable to perform the required physical activities and was assisted by _ and _. reported it was at this time gave the victim a bucket to use for vomiting, although stated he gave the bucket to the victim the following day. Regardless of the date, stated his intention was to remind the victim to appropriately request permission to use the restroom. Saturday, 2/28/98 (2 days before Nicholaus Contreraz's death) 8:00 AM - The victim was at the volleyball court doing physical training. He was assisted by _ in doing "up/down". 8:00 AM - 11:00 AM - Sometime after breakfast residents were cleaning Barracks 31. The victim was cleaning the crates where residents store personal items. -, the cook, observed the victim moving too slow and not doing his task correctly. He instructed the victim to do push ups. He moved a yellow bucket close to the victim when the victim stated he felt nauseous. - observed - with the victim. He heard the victim say he was going to vomit. - observed place a yellow trash can next to victim to use for vomiting. Dinner - The victim was in the dining facility with other residents. He was eating alone by the microwave oven. The victim defecated on himself. He was moved to sit on the back pantry toilet and instructed to sit with his pants down while eating his meal. Another resident _ had also defected on himself because he was not allowed to go to the bathroom. This resident was made to sit on a crate next to the victim. The resident observed the victim sitting on the toilet eating his meal. In an interview, - reported he observed the victim eating his lunch while sitting on a toilet. However, he could not recall the specific day but recalled there was another resident present at the same time. After the residents finished eating they were moved outside. - observed the victim eating his dinner slowly. He took the victim outside by some rocks to finish his meal. The victim vomited while he was eating. walked the victim to Barracks 31. The victim stated he was tired and needed to stop to rest. - told the victim he could rest when he reached the barracks. A resident,-, observed - with the victim. He observed the victim vomit. He heard - tell the victim he was a baby. The victim slept on a mattress on the floor that night. Sunday, 311/98 (1 day before Nicholaus Contreraz's death) 7:45 AM - The victim was unable to eat breakfast. 9:00 AM - The victim was taken to the volleyball court to do physical training. He was observed carrying a yellow trash can. 10:45 AM - The victim was instructed to run up and down a hill. He was unable to do so and collapsed. 1:00 PM - While on their way to the chapel, the victim was marching with the other residents and he was unable to walk and fainted. _ and _ assisted the victim up a hill by carrying him under his arms. - stated they stopped the assist because the victim was dragging his feet and they did not want the victim to scrape his knees. - and - had a resident get a wheelbarrow and placed the victim in the wheelbarrow. - and - had - push the wheelbarrow up the hill to the chapel. -heard the victim say, - Lord help me, I need help, I need help. Another resident, _ observed the victim in a wheelbarrow being pushed by -. At the chapel the victim was assisted in doing push-ups. The victim was instructed to take a four square position (laying face down with arms and legs extended and holding his body above the ground and maintaining this for a prescribed time). The victim vomited during physical training Staff made the victim clean up the vomit and the victim was taken outside. The victim returned shortly and he was crying. 4:30 PM - The victim was seen -. The victim complained of "hurting all over". The nursing notes stated the following: Numerous abrasions to chest, upper arms and scapula 24 - 35 hours old. Scabbed over. C/O tingling in fingers and toes from hyperventilation). No further signs of edema, bruising, lacerations and/or abrasions noted. The comment section stated the following: "breathing/equipped with paper bag, 12 hours sleep tonight. According to - the nurse told the victim, "your breathing problems are in your head. 7:00 PM - The victim slept on a mattress on the floor. There was an incident report on this day. The time and type of report was not noted. The report was completed by -. The report noted the victim had been involved in over 14 hours of groups since admission. It noted the victim has always been a willing and enthusiastic participant asking questions and seeking new knowledge. This report appears to be a treatment progress report. Monday, 3/2/98 (the day Nicholaus Contreraz died) 6:00 - 6:30 AM - The victim was awake before the other residents. A resident - heard him brushing his teeth and staff yelling at him because he was too slow. 7:45 AM - The victim was unable to eat breakfast. Before lunch - The victim was unable to run. Staff attempted to have the victim run by dragging him while holding him under his arms. He was seen carrying the yellow bucket. He was being marched, was sweaty and his pants kept falling. - a resident, observed the victim with and -. They were telling the victim to march down the hill and the victim kept falling. He observed the victim in front of the supervisor's office, his eyes were half closed and he had tears in his eyes. Lunch - _ instructed - a resident working in the pantry, to serve the victim the bare minimum of food. - crunched the victim's potato chips and laughed at the victim. The victim was observed eating alone by the microwave oven. In an interview, _ claimed she ate lunch with him this day but no one observed her with him during lunch. 12:30 PM - An incident report was completed by _. The report had "Informative" checked as the behavior. _ called the victim's probation officer (Don Berg) in Sacramento. The victim talked with his probation officer. According to the incident report, the probation officer told the victim his continuous efforts to get terminated from the program were not going to be effective and he was going to stay with the program until he graduated. The victim asked to speak with another probation officer and was told by Mr. Berg that person had been transferred. Following this contact, the victim was returned to the chapel to eat his lunch. The report stated "His demeanor was lethargic and withdrawn. " 2:10 PM - An incident report was completed by The report had "Informative " checked as the behavior. The incident occurred at Barracks 8. The report stated _ and _ spoke with the victim concerning his failure to meet expectations. The issue was the victim's failure to exercise as required. - and _had the victim run the steps at the parking area outside of Barracks 16. The victim told them he could not run and - expressed to him that he wasn't even making an attempt. After being forced to run the steps, the victim told and - that he wanted to die and was going to stab himself with a knife. The "Treatment Direction" was as follows: "Work with the resident on his self esteem through physical activity and positive reinforcement." 2:30 PM - The victim was taken by _ to join a work crew. He was instructed by - to pick up leaves, which the victim refused to do. The victim was instructed by _ to pick up cinder blocks. and - noticed the victim was laying on the ground. The victim was ordered by - and to get up. The victim was unable to get up. The victim was picked up by _ and -. They carried the victim with the victim's feet dragging on the ground. When - and _ tired of carrying the victim, - used a "fireman's carry" to carry the victim. 2:45 PM - - completed an incident report which stated the following, "On the above date on the walk way in front of the supervisor's office I observed Mr. Contreraz being supported by and -. When I asked Mr. Contreraz what was wrong, he responded by saying 'I can't walk any more. ' I reiterated he needed to slow down his breathing. Breathing was 22/min shallow. When I asked if he was in pain, he stated he 'hurled all over'. He slowed his breathing when he was being carried back to the group via the fireman's carry by _. Mr. Contreraz was alert and oriented to person, place and time. He appeared to be in no distress while being carried.. - carried the victim to the volleyball court where the orientation group was putting away tools. While they waited, - and - instructed the victim to do push-ups. The victim was unable to complete the task so he was physically assisted by The victim then went into formation with the orientation group, which started marching to the chapel. The group stopped because the victim collapsed on the ground. The victim was taken to the chapel and ordered to do push-ups. The victim was unable to do them. He was assisted by and - observed - and _ picking the victim up by the shirt, pants and belt loops. They lifted the victim up and down from the floor. - instructed and to remove the victim from the chapel in order not to disrupt the residents. They took the victim to Barracks 8. At Barracks 8, - and - instructed the victim to do push-ups. The victim was unable to do push-ups. - and - attempted to get the victim in the push-up position and - was supporting his weight. _was watching staff assist the victim when he reported the victim grabbed the leg of a metal bed frame and hit his head and _ then placed the victim in a control position for approximately three minutes. 4:00 PM - An incident report was completed by _ The report had "Negative, Control Position and Physical Assistance checked as the behaviors noted. The location of the incident was Barracks 8. The report states that while performing "structured physical training the victim was observed to be "putting forth minimal efforts ". He was isolated following this and a discussion took place in which the victim was informed if he did not perform the exercises he would be physically assisted. The victim was instructed to perform pushups and he failed to do so. According to the report, the victim grabbed onto a leg of a bed and hit his head. He was placed into a control position during which he struggled "violently" and stated staff had hit him. The victim then bit one of the staff on the thigh. The report stated that following this incident the victim just lay on the floor. 4:17 PM - An incident report was completed by _ The report had "Negative and Physical Assistance. checked as the behaviors. The incident report stated the victim defecated on himself. The victim was instructed to stand up and get on the road. The victim told staff "if you touch me I'll hit you. The victim was assisted to stand and the report stated the victim would not stand on his own. Staff picked up the victim to carry him to Barracks 31. The report then stated, "Mr. Contreraz attempted to break free. Staff tried to reach around to better situate the resident, when he leaned over and bit staff in the shoulder and chest. There is no documentation on follow up that may have occurred. During interviews with staff it was determined the victim defecated while in the control position. While the incident report does not indicate this, several staff report the victim stated he wanted to die while he was being carried to Barracks 31. At Barracks 31 the victim was unable to undress himself. - and - undressed the victim and placed him in the shower. According to staff, the victim hit himself on the left side of the head against the shower wall. Following the shower, the victim dried himself off, then attempted to dress himself and collapsed. He was unable to continue dressing. Staff dressed the victim. The victim was ordered by - to place his soiled clothes in a plastic bag and carry the bag to a dumpster by the pantry. The victim collapsed on the way to the dumpster. During the victim's attempt to walk to the dumpster, __ told the victim he deserved an "academy award" for moving so slowly to throw away his clothes. 4:30 _ observed - and the victim placing the plastic bag in the dumpster. The victim walked slowly from the dumpster to the volleyball court. He was instructed repeatedly by - and - to do barrel rolls. When the victim refused to do the barrel rolls, he was assisted by staff who rolled the victim on the ground. According to - the victim asked for water. The victim did not have his canteen. According to _ he went and got a pitcher of water and some cups, but the victim refused to drink the water. _ "encouraged" the victim to drink some water by pouring water into the victim's mouth. The victim was standing up with his head tilted back while _ poured the water. The victim would spit the water out but according to staff he eventually drank approximately 16 ounces of water. Residents were passing by on their way to dinner and the volley ball court was visible to them. A resident - observed the victim standing, while staff had his head tilted back and they poured water into his mouth, forcing him to drink. was grilling dinner for residents. He was outside and observed _ and _pick the victim up when the victim fell to the ground. He heard _ state, "We're doing everything by the book. " While the victim was being given water, - went to get pack-out dinners because he knew the victim would not be eating with the other residents. 5:15 PM - _ was on his way to take residents to eat dinner. He observed the victim at the volleyball court. _ called _ to assist them. and - carried the victim to the amphitheater. They stated they did not want to humiliate the victim by having the other residents observe the victim. _was on his way to dinner and observed the victim with - and - at the volleyball court. They are moving the victim out of the volleyball court as residents were in the area. (An incident report of the physical assistance at the volleyball court was not provided to CPS.) Based on interviews with staff and residents, the victim was being carried in a "fireman 's carry " by - and - observed that while being carried the victim was not holding up his head, his chin was on his chest and his toes were dragging on the ground. The victim was instructed to do pushups on the steps at the amphitheater. He was unable to do them. The victim was ordered by - to do modified push-ups. The victim was ordered to maintain the pushup position by stretching his arms out, while he was on his knees. The victim stated he could not do the pushups. - assisted the victim in completing pushups. The victim was held by the waist of his pants and his shoulder while being pushed down and pulled up to perform the push-ups. He was forced to complete five modified push-ups. A resident - observed staff assisting the victim with push-ups. He observed them lifting the victim and dropping him on the ground. While the victim was being assisted with the pushups ups, _ and - joined the group. - stated that while he was with the victim at the amphitheater he noticed the victim's eyes were closed most of the time. _ and __walked and carried the victim against a wall in the amphitheater. - The purpose was to "address ~ the victim for failing to "put forth the effort n completing physical activities. The victim was pushed against the wall. _ slapped the wall next to the victim's head and began to "address" the victim. and _ were present but stated they "disengaged" according to policy. This meant they did not look at the situation. They heard - and - yelling at the victim. (An incident report of the addressing and physical assistance at the amphitheater was not provided to CPS.) In Barracks 22 an employee _ was sleeping in preparation of a late shift. He was awakened by the noise of banging on the wall. Barracks 22 is approximately 60 to 75 feet from the amphitheater wall. Following the "addressing" at the wall, the victim was instructed to get back down in the push-up position. The victim lay down on his side in the sand. According to he victim requested water. The victim was instructed to stand up. The victim said, "No". and - carried the victim to the outside of Barracks 22. They carried the victim by his wrists and ankles. The victim was laid on the ground. got water in a canteen. He returned with the water and noticed the victim was "unresponsive". - poured water on the victim's face, to clean the dirt from the victim's mouth. Water was also poured on the victim's chest in an attempt to obtain a response. - checked the victim's pulse on the neck. - checked the victim's pulse on his arm and wrist. No pulse was detected by either - or - so - began CPR. - went to obtain assistance and returned to assist with the CPR. _ noticed the victim regurgitated bile "and things" during the CPR. 5:59 PM - 911 call was received. 6:00 PM - _received a radio call to respond to the amphitheater. On his way he met - who directed him to Barracks 22. 6:29 PM - airevac arrived at ABR 6:55 PM - airevac left ABR 7:30 PM - Nicholaus Contreraz was pronounced dead. 10:33 PM - The DES licensing unit received a call from _ who reported the victim had died during a recreational activity. (Attachment 2) Tuesday, 3/3/98 9:00 AM - DES licensing staff spoke with _ described the incident as one in which the victim had been uncooperative and during exercise the victim collapsed. _ was asked if the victim had been placed in a control position to which he stated there had been no hands on the victim by staff. - stated the victim had possible had a heart attack because his mother has a history of heart problems. (Attachment 3) Later that same day the licensing staff spoke with Kaja Jezycki, ABR's attorney. Ms. Jezycki stated their internal investigation had found no wrong doing on the part of staff. -- (Attachment 3) 3:14 PM - A faxed incident report was received from _. The incident report describes the activities of March 2, 1998. The information provided differs from the voice mail and verbal report given by -. The report describes a different situation from that determined during the course of this investigation. "Attachment 4) - instructed _ , a resident, to search a dumpster to find a yellow shirt. _ found a yellow shirt, tan pants and underwear with defecation on them. The clothing was in a black plastic bag. He gave the bag, to _. In an interview, - reported he was called into a conference room in which staff were meeting to put together a chronology of events. He was directed to find the bag of clothing. He had a resident search for the bag of clothing and once located, he resumed to the conference room. He reported he was directed to leave the bag in the room and leave. He stated he did not know what happened to the bag of clothing. He also stated he did not recall who was in the conference room and who directed him to locate the clothing. He stated he recalled - and - were in the meeting but was uncertain if - and Kaja-Anne Jezycki, the ABR attorney, were present in the room. CPS was unable to determine what happened to the bag of clothing. ----------------------- FINDINGS The information obtained is from interviews conducted by the Pinal County Sheriff's Office (PCSO) and Child Protective Services (CPS). Summaries of these interviews, of interviews conducted only by PCSO and of interviews conducted by the Sacramento Juvenile Probation Department are an attachment to this report and identified as attachments 1 through 59. ALLEGATION 1 Pl - 24 Propose to substantiate Child death due to alleged abuse or neglect or suspicious death. PERPETRATORS _ ABR staff _ABR staff _ABR staff _ABR staff _ABR staff _ABR staff _ABR staff _ABR staff _ABR staff _ABR staff _ABR staff _ABR staff SUPPORTING EVIDENCE _ - _ ABR Oracle facility (Attachment 5) Records provided by ABR indicate she examined the victim on the following dates: 1/7/98, 1/13/98, 1/15/98, 1/19/98, 1/22/98, 2/2/98, 2/9/98, 2/16/98, 2/23/98, 2/27/98, 3/1/98 and 3/2/98. On 1/7/98 the victim was seen for his admission medical exam. The documentation indicates the nurse took a medical history. The notes indicate the victim had asthma and was on two inhalant medications, Beclovent, a steroid, and Ventolin, a bronchial dilator. The nursing notes indicate the victim weighed 141 pounds. On 1/13/98 at 1:50 PM the victim was seen by the nurse for a swollen right heel. The heel had been rubbing against the shoe. The victim told the nurse he had an asthma attack the prior night and used two extra puffs of Ventolin. On 1/15/98 at 10:05 AM the victim was seen by Ginger Tarin, a nursing assistant, for a swollen tendon of his right foot. On 1/19/98 at 9:15 AM the victim was seen by the nurse. The documentation indicates the victim's back ribs were sore, he had been hit two days before. There is no documentation of the details of how the victim had been hit. The notes state there was no swelling or bruising. The victim reported pain when breathing and still having difficulty with asthma. The notes indicate the victim was to see Dr. Rutz on 1/21/98. On 1/22/98 at 7:00 AM the victim was seen by _ The documentation states as follows, "Lungs clear, cough, and demonstrated correct use of inhalers. Drixoral 1 tab twice daily x 5 days for drainage and cough." On 2/2/98 at 9:20 AM the victim was seen b _. The victim was seen for a swollen tendon on his right foot. On 2/9/98 at 9:30 AM the victim was seen by _ . The victim was complaining of rib cage pain on his right side. He was given 400 mg of Ibuprofen for what was diagnosed as a pulled muscle. On 2/16/98 at 10:52 AM the victim was seen by _. The victim complained of headaches, drainage, sinus pain, and coughing. It was noted the victim had been using cough medicine. He was given Drixoral and sent back to the barracks. On 2/23/98 at 11:15 AM the victim was seen by someone, the note is not signed. The victim complained of nausea, cough, and fevers for three days. According to the note, his temperature was noted as 99.8 degrees and throat and lungs were clear. On 2/27/98 at 10:00 AM the victim was seen by the nurse for two physical assistance incidents that occurred on 2/26/98. The documentation stated there are "no visible signs of edema, bruising or lacerations. Abrasion 1"x2" on sternum clean and dry." On 3/1/98 at 4:30 PM the victim was seen by the nurse for a physical assistance incident. The nursing notes stated the following: "c/o hurting all over. Numerous abrasions to chest, upper arms, over r / I scapula 24-36 hrs old. Scabbed over. C/o tingling in fingers and toes (from hyperventilation). No further signs of edema, bruising, lacerations and/or abrasions noted." In the comments section the notes state: "& breathing / equipped c/ paper bag 12 (degrees) sleep tonight". The note was supposedly signed by the victim, however, the signature appears significantly different from other documents. On 3/2/98 the nurse completed an incident report. It documented an incident at 2:45 PM. The note states the following: "On the above date on the walkway in front of the supervisor's office I observed Mr. Contreraz being supported by _ and _. When I asked Mr. Contreraz what was wrong, he responded by saying 'I can't walk any more.' I reiterated he needed to slow down his breathing. Breathing was 22/min shallow. When I asked if he was in pain, he stated he 'hurted all over'. He slowed his breathing when he was being carried back to the group via the fireman's carry by _. _ was alert and oriented to person, place and time. He appeared to be in no distress while being carried." _ stated during an interview with CPS on 7/27/98 that on 3/2/98 she worked on a chronology of her contacts with the victim. She stated she turned it over to ABR staff. She gave CPS a copy of the chronology (Attachment 56). During the interview, _stated that prior to the victim's death, she did not have concerns that items from the victim's chart were being removed. However, since leaving ABR, she now has concerns her chart was altered. She could not state exactly how it was altered. The chronology indicated the victim was seen more often than the documentation provided by ABR. The chronology provides very detailed information of _ contact with the victim. Of particular significance is _ states in her chronology that on 3/1/98 she examined the victim and he weighed 141 1/4 pounds. (The autopsy performed on 3/4/98 states the victim weighed 132 pounds.) The nurse's chronology lists the following additional contacts by _ with Nicholaus Contreraz. 1/8/98 The victim was seen by _. The asthma medication doses were adjusted. 1/21/98 The victim was seen by _. The victim reported difficulty breathing and stated the inhalers do not work. He was prescribed the use of his inhaler 30 minutes prior to any exercise. The chronology states this information was provided to staff. 2/22/98 The nurse was called at home. The victim has a temperature of 103 degrees. The victim vomited his lunch. He was given Tylenol. The nurse instructs staff to put the victim to bed, increase his fluid intake, apply cold compresses and check his temperature in two hours. Staff were to call the nurse if the victim's temperature remained high. During interviews with staff, no one reported contacting the nurse at home to report the high temperature. 2/24/98 At 9:00 AM were the camp Olympics. The nurse observed the victim sitting on a block wall with other restricted residents. The victim reported his tooth hurt. At 11:00 AM she again saw the victim sitting on the block wall and he was cool to her touch. She stated the victim was upset because she would not allow him to join in the "games". During interviews with other staff, this contact was observed. 2/25/98 The nurse observed the victim with a work crew. The victim reported he was okay and he felt cool to her touch. According to the chronology staff reported the victim would occasionally hyperventilate. (It needs to be noted that in the numerous interviews conducted with ABR staff and residents, no one reported observing this contact with the nurse while the victim was with a work crew.) 2/26/98 At 10:00 AM the victim was seen by the nurse. The victim complained he hurt all over. Staff stated the victim would hyperventilate occasionally. The victim denied having a headache. The nurse noted his lungs sounded clear. _ stated her job at ABR consisted of evaluating residents to determine if residents needed to see a doctor or dentist, needed to go to the emergency room, or triaged on site for illness. _ stated the victim arrived at ABR without medical records. She received medical reports after she requested them on 1/7/98. They arrived approximately one week after she called to make the request for the information. _ stated she did not realize the seriousness of the victim's asthma until after the victim died. She stated the victim did not inform her of the asthma problems he had in Sacramento. (Although it should be noted nursing notes on 1/7/98 state the child was on medication routinely used to treat asthma. One of those medications, the steroid, is used to treat more serious forms of asthma.) _ stated she was not aware of the victim's allergy to dairy products until informed by the CPS investigator during the interview. She stated that had she been aware of the many problems the victim had, he would not have been admitted to ABR. _ stated that when she examined the victim on 3/1/98 regarding the numerous abrasions on his body, she did not ask the victim or anyone else how the abrasions were caused. She reported that on 3/2/98 she checked on the victim as a follow up. She stated she had lunch with him at noon. The CPS interviewer informed her that no one could recall seeing her with the victim at lunch. However, there were several reports that the victim was with _ during lunch on this day. She stated she last saw the victim at approximately 2:45 PM in front of the supervisor's office. The victim looked at her while he was down on his knees and staff were holding him. She walked over to him and talked to him. The victim told her he could not walk. She stated she checked his pupils and pulse and both were normal. She released him to staff to continue with physical activity. _- shift _ ABR Oracle facility (Attachment 6) He observed the victim cough up phlegm. He stated he believed there was something wrong with the victim. He noticed the victim was lethargic and had lost significant weight. He saw the victim's behavior decline in a short period of time but did not know why. _- night shift staff, ABR Oracle facility (Attachment 7) Prior to 2/22/98 he recalled writing an entry into the log of Barracks 31 indicating the victim had a fever of 103.8 degrees. On 2/22/98 he woke the victim up at night to check his temperature. According to _, on 2/23/98 the victim was written into the log for having a fever. (It should be noted this log was not included in the documentation provided by ABR to CPS.) On 3/1/98 the victim was ordered to have 12 hours of bed rest. The victim got up in the middle of the night to urinate and he asked the victim how he was feeling. The victim was coughing a lot and had been coughing for several nights. The victim would cough continuously in his sleep. _ recalls telling _ about the coughing. He does not recall if he wrote the information in the barracks log. He observed the victim cough up bright yellow mucous on more than one occasion. He made contradicting statements about whether he reported the coughing to anyone. In one interview with PCSO he stated he did not. In an interview with CPS he stated he reported the coughing to _. He told PCSO that on 3/1/98 he did not note his observations in the barracks log because it was not a function of his job to do so. He has an emergency medical technician license. _- work specialist, ABR Oracle facility (Attachment 8) He stated the victim appeared "weak, wobbly and exhausted". For the last couple of weeks he observed the victim fall to the ground on several occasions. He also noticed the victim's difficulty with breathing and panting while breathing. He observed the victim unable to perform physical activities. He thought the victim just wanted out of ABR. _ - shift supervisor, ABR Oracle facility (Attachment 9) He knew the victim was vomiting and defecating on himself repeatedly. He believed the victim was "faking". He observed the victim being carried in a wheelbarrow by _. The victim could not walk. _ told him the victim had defecated on himself and was not feeling well. _ - work specialist, Oracle facility (Attachment 10) He does not recall the day, but he observed the victim sitting on the toilet eating his food. There was another resident present at the time. He stated he was not the staff person who directed the victim to eat his food while sitting on the toilet. He stated he did not recall giving instructions to another resident to serve the victim the minimum amount of food and then crunch up his potato chips. He stated the victim would "dehydrate himself and defecate in his pants". He admits to carrying the victim in a wheelbarrow on 3/1/98 because the victim would not walk. He stated it was possible he saw the victim carry a yellow bucket which contained his soiled clothes and vomit. On 3/2/98 he instructed the victim to throw his soiled clothes in the dumpster. _ told PCSO that he, _, told the victim he deserved an "academy award" for the way he was moving slowly to throw his soiled clothes into the dumpster. On this same day, while he carried the victim on his shoulders, the victim bit him. _ - work specialist, ABR Oracle facility (Attachment 11) On 3/2/98 at 5:15 PM he was taking residents to eat dinner. He saw the victim on the volleyball court with staff. _ called_ to assist them. They were in view of the other residents so they decided to move the victim to the amphitheater so the victim would not be ridiculed or embarrassed. The victim refused to walk so he and _ carried him by the ankles and wrists. At the amphitheater they instructed the victim to do pushups. They told the victim he owed them 10 to 15 push-ups. The victim refused to do the push-ups. _ modified the push-ups and the victim was able to do a couple. They again modified the push-ups and the Child Pro completing the push-ups. He stated he grabbed the victim by the belt and shoulder and raised him up and down. On 3/2/98 at the amphitheater he noticed the victim's eyes were closed most of the time. He and _ walked and carried the victim and stood him against a wall. He does not recall anyone hitting the wall. The victim refused to talk to staff so they told him to get back down in a push-up position. The victim obeyed the instruction. The victim stated he was thirsty. They instructed him to stand up and walk to the water. The victim refused so he and _ carried the victim by his ankles and wrists to Barracks 22. _ poured water on the victim's mouth and there was no reaction. They checked his pulse and determined he was no longer breathing. They began administering CPR. _- work specialist, ABR Oracle facility (Attachment 12) On 2/26/98 he was walking down the main street where staff were leading physical exercise and he observed the victim had defecated on himself. He took the victim to Barracks 31 to clean him up. The victim again defecated on himself fifteen minutes later. He took the victim to the nurse who gave the victim some anti-diarrhea medicine. The victim began to breathe heavily while in the nurse's office and the nurse tried to calm him. The nurse gave the victim a paper bag to use for the hyperventilation. After the visit to the nurse the victim was returned to a work crew. The victim was instructed to move rocks from the top of the hil1 to the bottom. He and _ tried to encourage the victim to complete this task. He stated they assisted the victim by placing some rocks in the wheelbarrow. He stated they would not have put a big rock in the wheelbarrow to make the victim feel worse. After dinner he observed the victim at the volleyball court with _ doing physical training. He later saw _ with them. He stated the victim was making no effort to comply and was non-responsive. The staff were giving him continual feedback and physically assisting him throughout the activity. Because he would not cooperate he was given the consequence of three days of extra duty. On 3/2/98, at the volleyball court he saw the victim with _ and _. He joined them and they encouraged the victim to drink water. At first the victim refused. _ then poured water into his mouth. The victim would spit it out but he did finally drink about two cups of water. On 3/2/98 at the amphitheater, he observed the victim was "wobbly" and tired. He noticed his breathing was short and he was panting with his mouth open, breathing heavily. He attributed the breathing difficulties to hyperventilation and instructed the victim to breathe correctly. _ - cook, ABR Oracle facility (Attachment 13) On 2/28/98, during clean up of Barracks 31, he moved a yellow bucket closer to the victim when the victim stated he was feeling nauseous. He then instructed the victim to complete pushups. On 3/1/98 he observed the victim sitting in the pantry on the toilet during mealtime. On 3/2/98 sometime in late afternoon while he was outside grilling dinner for residents, he observed _ and _ pick the victim up when the victim fell to the ground. He heard _ state, "We're doing everything by the book." Later he saw the ambulance lights and helicopter. _ - shift leader, ABR Oracle facility (Attachment 14) Two weeks prior to the victim's death, he noticed the victim had symptoms of a cold or flu. The victim was taking over the counter cold tablets. He stated he was sure these symptoms were communicated to the nurse, although he did not do so personally. He observed the victim had a change in weight but felt it was normal. On 3/1/98 he told the victim the nurse had cleared him for assigned activities. He checked with his supervisor, __, who told him the victim was cleared for all activities. However, he noticed the victim continued to have problems with defecating and difficulty breathing. He contacted _ because the victim seemed lethargic and thought he needed to double check with his supervisor. On 3/1/98, in the evening, _ contacted the nurse to ask her to come to the facility to check the victim. On 3/2/98 he was in the chapel and observed _ and __ assisting the victim with modified push-ups. He instructed _ to take the victim out of the chapel so the other residents would not be disturbed. About five minutes later he went to check on the victim and found they had taken the victim to Barracks 8. He entered the barracks and found staff instructing the victim to do push-ups. He states the-victim hit himself on the head against the leg of the bed frame. _ attempted to have the victim release his grasp on the bed frame leg and then placed him in a control position. They then helped the victim out of Barracks 8 trying to calm him. The victim had defecated while in Barracks 8 and staff were trying to calm him down so they could take him to shower and clean up. While he was outside _ placed the victim on his side in case the victim might need to vomit. The victim was making gurgling sounds. At this point it was 2:00 PM. He was aware the victim was vomiting, had difficulty breathing and breathed deeply through his mouth. He observed the breathing difficulties during physical activities and physical training. He observed the victim appeared to breath well when sleeping. He knew the victim was cleared for physical activity, yet he noticed no improvement in the victim's breathing. The victim told him he had chest pains while breathing and he gave the victim an inhaler to use. _ - work specialist, ABR Oracle facility (Attachment 15) On 2/28/98 he observed the victim vomiting while __ was with him. He heard the victim complain of being tired and sick. He observed the victim had lost weight the last couple of weeks before his death. He stated he did not think the victim acted aggressively towards staff but would just go limp. On 2/28/98 he gave the victim a trash can to use for vomiting and to place his soiled clothes. He stated the reason he gave the victim a bucket to carry his soiled clothes was to remind him to appropriately request permission to use the restroom. His intention was for the victim to carry the trash can with him on 2/28/98 and 3/1/98. _ - work specialist, Oracle facility (Attachment 16) On 2/26/98 he observed the victim sleeping on a mattress on the floor. On 2/26/98 he gave the victim his inhaler once when the victim asked for it. On 2/27/98 the victim complained of breathing difficulties. He gave the victim his inhaler possibly twice on that day. On 2/27/98, after the other residents finished their lunch, he took the resident with him to sit on some rocks to finish his lunch. The victim vomited after eating. He thought this was because the victim stuffed his lunch into his mouth to make himself vomit. On 2/27/98 after the other residents were going to sleep, he and made the victim do make-up physical training in the center bay because the victim had not done physical training with the group. The victim was required to do jumping jacks. He and _ assisted the victim, who resisted the assistance by trying to break away. He observed _ correcting the victim for not putting forth effort or doing the physical training correctly. He heard the victim say he could not do the pushups. He and _ assisted the victim by grabbing the victim's upper arms and taking him up and down and jog in place. The victim defecated on himself. After the victim was cleaned up, he vomited. _ gave the victim a bucket to use to vomit. On either 2/26/98 or 2/27/98 he observed _ take the victim to the nurse. Following the visit to the nurse, the victim was returned to the work crew. _ told him the victim had been cleared to resume regular activities. On 2/28/98 he observed the victim spit up brownish phlegm into the bucket while marching to the pantry. He did not tell the nurse about this. On 2/27/98 and 2/28/98 he heard the victim coughing a dry, non-wheezing cough. On 2/28/98 he gave the victim his inhaler once when the victim asked for it. On 2/28/98 in the morning, he observed the victim doing push-ups with _ present. While doing push-ups, the victim kept saying he was going to throw up. He observed _ put a yellow trash can next to the victim and told the victim to use the trash can if he needed to throw up. On 2/28/98 the victim ate his dinner slowly. He made sure the victim finished his meal outside on a rock. The victim vomited while eating his meal. He was not concerned that the victim had vomited While walking back to the barracks the victim said he was tired and needed to stop and rest. He told the victim he could rest when he reached the barracks. He did not check the victim's temperature, despite throwing up, because he thought the victim did not look feverish. The victim slept on a mattress on the floor that night. The following interviews provide further evidence which supports the finding. _ - work specialist, ABR Oracle facility (Attachment 22) He stated he was not involved in the fireman's carry of the victim. The only contact he had with the victim was on 3/2/98. He thought the victim looked sad and down on life. On 3/2/98 _ asked him to come to the chapel to talk to the victim. The victim spoke in a low, emotionless tone. He told the victim he looked "pretty crappy and sad". _ had the victim do physical training, including climbing stairs. The victim climbed to the top and back. The victim asked how many more stair runs he had to do and told him it depended on the victim's effort. The victim told _ he wanted to kill himself. On 3/2/98, on his way to dinner, he observed _, _, and _, at approximately 5:00 PM to 5:30 PM with the victim on the volleyball court. Staff wanted to get him out of the area because residents were coming out of the pantry. Either _ or _ was carrying the victim in the "fireman's carry". The victim was not holding his head up, his chin was on his chest and his toes were dragging. The victim was leaning forward with his arms back and staff were holding him under the arms carrying him toward the supervisor's office. _ - work specialist, ABR Oracle facility (Attachment 23) He thought the victim looked sickly, like he had a cold or flu. The victim looked sad, with blackened eyes and pale skin. During the past couple of weeks prior to the victim's death, he observed the victim's breathing problems. He thought in part the victim was "faking" but then did appear sick. He stated that on 3/1/98 he brought to _ attention the victim's condition. He thought _ agreed that the victim should be sent to Tucson for a physical. _ - work specialist, ABR Oracle facility (Attachment 20) On 2/28/98 _ took the victim to the nurse. The nurse taught the victim to breath. On 3/1/98 he and _ took the victim to the nurse. He heard the nurse tell the victim they had spoken about this before and his breathing problems were in his head. On 3/2/98 he and _ observed the victim with _ and_ at the amphitheater. The victim was in a pushup position but was not doing pushups. The victim was then stood up against the wall. _ and _ did this by putting a hand under the victim's arms. _ then talked to the victim with a raised voice and hit the wall loud enough to get the victim's attention. He spoke with _ about the loud noise and believes it was only a way _ used to get the victim's attention. He stated he did not document what he saw as normally the witness or the lead would document any incident and he was not a lead or witness. He did not think it was his place to write the documentation. _ - shift supervisor, ABR Oracle facility (Attachment 24) Two weeks prior to the victim's death, he informed _ the victim had been coughing and may have pneumonia. _ told him that according to the nurse there was nothing wrong with the victim. Sometime within the two weeks prior to the victim's death, the victim had a temperature of 103. He was told by his supervisor, _, to give the victim Tylenol, a shower and put him back to bed. _ told him the victim was faking the fever. He had been giving the victim cough medicine because he was coughing badly. He was instructed a week prior to the victim's death to stop taking the victim's temperature as the victim was faking the 103 degree temperature. _ - work specialist, ABR Oracle facility (Attachment 19) On 2/26/98 the victim's food intake was monitored. The victim was on suicide watch and did not eat everything and was given a "packout" (boxed meal). He stated the victim did not vomit at this time, nor did he play dead, lose consciousness and fall to the ground. On 2/26/98 he observed the victim roll his head back and stumble, falling out of formation but not actually fall on the ground. Staff perceived the victim as manipulating as each time he had physical activity the victim would urinate on himself. He believed the victim was faking his physical symptoms and being defiant as a way of getting out of physical activity. He did not work on 3/1/98 or 3/2/98 but he heard from _ that the victim had stumbled out of formation and had been unable to walk up a hill. He thought the victim's problems gradually increased over the two weeks prior to the victim's death. He believed the victim looked sad, emotional and frustrated. He also thought the victim had lost fat and gained muscle. _ - work specialist, ABR Oracle facility (Attachment 18) On 2/28/98 he saw the victim eating a "packout" (boxed meal) by the portajohns. He saw the victim eat a little then vomit, then he would continue to eat more on his own. On 3/2/98 in the afternoon he observed the victim with _ and _ . They were with a work crew picking up leaves. The victim refused to walk. _, _ and _ had the victim do push-ups and they assisted the victim in the push-ups when the victim refused to do them. He stated the victim got tired of having staff assist him so he stood up and walked on his own to join the group. They marched to the chapel and half way there, in front of the supervisor's office, he saw the victim on the ground. _ and other staff were with the victim. This was the last contact he had with the victim. _ - work specialist, ABR Oracle facility (Attachment 25) He saw the victim on his third day of working orientation. He observed the victim marching up the hill toward the chapel. The victim seemed out of breath and would stop to catch his breath. He sat down at one point and saw someone put his arm around the victim. He did not see if the victim went into a wheelbarrow by himself or if someone put him into the wheelbarrow. It was the first time he had seen a resident in a wheelbarrow. _ - shift supervisor, ABR Oracle facility (Attachment 26) He had a few contacts with the victim when he ate with the victim. He knew the victim had not been eating for some time. His understanding was the victim did not feel like eating, sat with food sitting in front of him and said nothing and did not eat his food. He never saw the victim vomiting but he heard about the victim vomiting. _ - activities coordinator, ABR Oracle facility (Attachment 27) On 3/2/98, at a management meeting at the main ranch facility, the victim was discussed. They stated the victim was on yellow shirt status for high visibility because the victim did not want to be at ABR. He read incident reports about the victim. He stated he should have known, but did not know, that the victim was not participating in the program. He did not have first hand knowledge of the problems the victim had in meeting basic expectations. On 3/2/98 he had his first contact with the victim when he arrived at the southwest corner of Barracks 22, near the amphitheater and staff were doing CPR on the victim. _ - resident, ABR Oracle facility (Attachment 30) On 3/1/98 he overheard _ say the victim was cleared for physical training. He observed the victim doing physical training in the barracks, and overheard the victim tell staff that his chest hurt and he was sick, then he observed staff knock his hands off his chest. _ - resident, ABR Oracle facility (Attachment 31) The victim would spit up brownish yellow stuff when he would cough. The victim was coughing a lot, ate less each day, was losing weight, would fall down while walking, had difficulty breathing and would wheeze, and was hot to the touch. On either 2/28/98 or 3/1/98 the victim had been going up the hill when he collapsed. _ and other staff made _ get a wheelbarrow and the victim was placed into the wheelbarrow. He was told to push the wheelbarrow and staff followed behind. The victim said, "Lord help me. I need help! I need help!" Staff told him to shut up. Staff would tease the victim saying the victim would do anything to get out of physical training. He noticed the victim had a foul odor on his body and breath, even if he showered and brushed his teeth. _ - resident, ABR Oracle facility (Attachment 32) On 3/2/98 he saw the victim with _ and _. Staff were telling the victim to march down the hill. The victim kept falling. _ was laughing at the victim saying he was faking it. On 3/2/98 he saw staff yelling at the victim while in front of the supervisor's office. He saw tears coming out of the victim's eyes. The victim was "just out of it..." Staff were holding the victim up, and his eyes were half closed. All of the residents of Barracks 16 also observed this incident. On 3/2/98, at noon, he served the victim lunch. _ was with the victim. _ instructed him to give the victim the bare minimum in food. _ crunched up the potato chips on the victim's plate into little pieces. _ laughed while he crunched up the chips. On 3/2/98 he heard _ say to the victim, "Hey! You defecated on yourself!" and placed the victim on the toilet to eat his lunch. Another resident was sitting on a crate next to the victim. The other staff member present was _. On 3/3/98, _ asked him to go digging in a dumpster to find a yellow shirt. He found the yellow shirt, tan pants and underwear with defecation on them, all of which were in a black plastic bag. He gave them to _. He knew it was the victim's clothes in the bag, because the victim had been on yellow shirt status, and there was no other reason to take these clothes out of the garbage. _ - resident, ABR Oracle facility (Attachment 33) One night, he heard the victim tell staff he needed to defecate while he was doing jumping jacks. Staff told him he could not. The victim then told staff he had defecated on himself. The staff had him continue jumping jacks. He believes it was at this point the victim was made to carry a trash can around with him. He observed staff making the victim place his face into a trash can while in the push-up position. _ - resident, ABR Oracle facility (Attachment 34) He observed the victim carry around a trash can with his soiled clothes and vomit. He states he saw this on 2/27/98, 2/28/98 and 3/1/98. He stated the trash can stank but they could not say anything about it because staff would give them feedback. He observed the victim vomiting after meals. He observed and heard staff saying, "Ready, set, fire...," when the victim would begin to vomit. The victim would vomit on the word "fire." On 3/2/98 in the morning, he heard staff yelling at the victim for not brushing his teeth quickly. He believed the victim received more feedback than the usual resident because he would move slowly. The victim told him he could not try harder because his stomach hurt, he did not have energy and did not feel well. _ - resident, ABR Oracle facility (Attachment 35) He observed the victim eating outside and then throwing up. Staff did not do anything about the victim vomiting. He heard _ tell the victim he was a baby. _ - resident, ABR Oracle facility (Attachment 36) In the last two weeks, the victim had a deep cough, a runny nose and trouble breathing. Staff took the victim to the nurse. Staff would say there was nothing wrong with the victim and he had been cleared by the nurse for physical training. On one occasion he observed a maintenance man stop to offer the victim a ride. _ yelled out the victim would not be allowed to manipulate. He observed _ dragging the victim down a hill. He then saw _ stick the victim's head in a bucket telling him to stay. This happened when the victim was on yellow shirt status. He observed the victim carrying a bucket with his soiled clothes after he had defecated on himself. Staff made him stick his head into the bucket. The victim was on yellow shirt status during this time. He observed _ yelling in the victim's ear at the top of his lungs. On the day the victim was in a wheelbarrow being pushed by _ they went to the chapel. He observed the victim in a four square position (laying face down with arms and legs extended and holding his body above the ground and maintaining for a prescribed time). _ - resident, ABR Oracle facility (Attachment 37) He would hear _ call the victim, 'Oh Contrer Ass'. Staff would make fun of the victim. He observed _ make the victim carry defecation and vomit in a trash can. _ and _ called it motivational physical training. He believed _ and _ had the most contact with the victim toward the end of his life. He observed _ making the victim exercise all day. He observed _ not letting the victim use the bathroom when requested, causing the victim to defecate in his pants. _ resident, ABR Oracle facility (Attachment 38) On 2/28/98, during physical training, he saw the victim become tired and unable to walk. A staff member picked him up by one arm, with the other arm around his waist, to see if he could walk. The victim's eyes were rolled back inside his head, his head was leaning, and his mouth was partially open. He stated that before dinner on 2/28/98 he, -, had to use the bathroom. Staff refused to allow him and he defecated on himself. He was not allowed to change and was made to sit on a crate in the back. He saw the victim was also in the back sitting on the toilet, with his pants down, eating his dinner. On 2/28/98 after dinner he saw the victim on the rocks, throwing up. Staff were laughing and clapping. On 3/2/98 he saw a staff member holding the victim in a fireman's carry. The victim was breathing in deep gasps. He did not know who the staff person was. This occurred right before they went to the chapel. - resident, ABR Oracle facility (Attachment 39) On 3/1/98 he heard staff kidding around saying if they had to give the victim mouth to mouth they would rather let him die. He stated that since the victim arrived at ABR he was "all sick". Staff did not believe him and made him exercise more. He was aware the victim was vomiting and staff would make him eat, saying "You're going to eat or we're going to help you." He stated the victim got to the point he would collapse while walking. Staff got a wheelbarrow and made another resident push the wheelbarrow up the hill. When the victim collapsed, staff made fun of the victim, saying "Oh, poor little baby." On one occasion he observed the victim vomit in the chapel. The victim was made to clean it up. He observed the victim being made to do push-ups when he could not complete even one. He recalled seeing a bruise on the victim's right arm. He recalled seeing the victim carrying a yellow bucket. - resident, ABR Oracle facility (Attachment 40) He stated three weeks after the victim arrived at ABR the victim began having problems and telling staff he could not do physical training because his chest hurt. He believed once the victim was a "yellow shirt" the victim was singled out by _ and made to do more physical training than other yellow shirts. The victim would defecate on himself. The victim was made to sleep on a mattress in the bathroom. A week before his death, the victim was forced to carry a bucket containing his soiled clothes. - made the victim put his nose into the bucket. The victim would ask to go to the nurse. Staff would take him to the nurse. After the third time, __ put the victim in front of the group and told the group the nurse said there was nothing wrong with the victim. - resident, ABR Oracle facility (Attachment 41) He observed the victim carrying a trash can. He heard staff state the victim was faking his illness. Staff would make fun of the victim. On 3/2/98 residents were running. The victim said he could not run. Staff grabbed his arm and dragged him. The victim would fall to the ground and say he could not run. He observed another resident pushing a wheelbarrow in which the victim had been placed. The victim was instructed by staff to pick up leaves. When the victim was unable to do so, he was taken by staff to a building for physical training. He heard the victim yelling that he could not do the physical training, that he was going to faint. He saw the victim taken to the volleyball court for push-ups. When the victim was unable to do this, he observed staff pick up and drop the victim several times. At this point he left with the other residents for lunch. - resident, ABR Oracle Facility (Attachment 42j He was aware the victim was hyperventilating but he was made to exercise. On 2/28/98 he observed the victim fainting. Staff picked him up and said the victim was faking. Staff placed the victim in a wheelbarrow. He was working in the pantry and observed the victim was unable to eat. He observed the victim would vomit after eating. He heard staff making fun of the victim, stating "You better eat your food Mr. Contreraz, you're going to have long day." On 3/2/98 he observed staff dragging the victim around. The victim was coughing and gagging. - resident, ABR Oracle facility (Attachment 43) About two weeks before the victim died he heard the victim cry and vomit in his "rack" (bed). Staff would laugh at the victim. He observed the victim carrying a bucket. He was in the nurse's office one day with the victim and he did not see the nurse use a stethoscope on the victim. - resident, ABR Oracle facility (Attachment 44) About one and one half weeks before the victim died he overheard staff talking about the nurse, _, giving him chicken soup because he had a fever. He said staff still made him do physical training despite the fever. He said he was present when the victim would ask staff if he could go to the bathroom, but was told to wait, so he would defecate on himself. _ and _ made the victim carry his dirty clothes in a trash can, then staff would force him to do physical training while smelling his own defecation. On 3/2/98 he heard the victim talk about getting better and feeling a little better. - resident, ABR Oracle facility (Attachment 45) He heard the victim tell staff his chest was hurting, he was sore, could not catch his breath and could not walk. Then he heard _ say the victim should be pushed in a wheelbarrow, - told the victim to make ambulance-sounding noises. On one night, about 30 to 45 minutes after the other residents went to bed, he heard the victim, while doing physical training, tell staff that he had to go to the bathroom. He heard staff yell at the victim and they told him to go on himself. When the victim defecated on himself staff made him sleep on a mattress on the floor and did not allow him to clean himself up until the next day. He said staff messed with the victim more than other yellow shirt residents. They called him bad names and made him exercise for hours. - resident, ABR Oracle facility (Attachment 46) The victim told him that he felt sick, his head and his stomach hurt. He told staff but they said the victim was manipulating. He heard say there was nothing wrong with the victim so he could do the exercises. On 3/1/98 he saw - and _ forcing the victim to do physical training, "hard exercises." - resident, ABR Oracle facility (Attachment 47) On 3/2/98 he observed the victim at around noon at the volleyball courts. He was doing a lot of running and jogging. He stopped and vomited. Staff that were present just stood back. Later on 3/2/98 while outside the pantry area he saw the victim. The victim looked real sick and pale. - and - were trying to carry the victim, with his feet hanging down. He heard staff tell the victim to hurry up. About 20 to 30 minutes later he saw the helicopters, ambulances and police cars. - resident, ABR Oracle facility (Attachment 48) He observed the victim vomiting after eating. He observed the victim defecating on himself. During the week prior to the victim's death, he observed the victim run up and down a hill and pass Out. Staff dragged the victim down the hill. When the victim was revived, staff made him run again. He recalled one time when after the victim passed out after a run on the hill, one staff person,- , put a bucket on the victim's head. - resident, ABR Oracle facility (Attachment 49) He heard the victim tell _ he was sick. - responded by saying there was nothing wrong with the victim. He observed the victim request the use of his inhaler and staff refusing to give it to him saying the victim did not need the inhaler. He thought the victim was made to do extra things while on yellow shirt status. The victim could not do push-ups and was put into a four square position but the victim kept falling down. The staff placed sticks under the victim's knees. About a week prior to his death, he heard the victim state he needed to defecate. Staff told the victim to urinate and defecate on himself. The victim defecated and he was not allowed to shower and had to sleep in his soiled clothes on a mattress on the floor. The next day they made the victim carry his soiled clothes everywhere he went in a yellow trash can. Residents did not want to be around the victim because he smelled bad. One time he observed the victim running up and down the hill. He asked for his inhaler and staff would give it to him. He passed Out when he got to the top of the hill. He observed - drag the victim down the hill, put him in a comer and put a bucket on the victim's head. The bucket contained feces, urine and vomit. One day in the barracks he observed the victim vomit into his canteen because staff made the victim drink the whole canteen of water. After this they would not allow the victim to carry a canteen and instead staff would get a pitcher of water and pour drops of water on the victim's tongue. He observed the victim eat and vomit. He once observed the victim in the volleyball court doing barrel rolls. Staff would pick up the victim and slam him back down on the ground. The victim asked staff why they did not leave him alone, that he did not do anything. Staff told the victim to shut up. He stated that after about two weeks of vomiting the victim was wearing a red band (restricted duties) for about four or five days. While wearing the red band, the victim would sit while the group exercised but staff would make him be in the four square position for an extra 30 minutes after the other residents were in bed. After the victim was taken off the red band, the victim was still sick, coughing and vomiting. When residents were watching a movie the victim would be vomiting while doing exercises, such as push-ups and the four square position. He observed the victim vomit in the chapel and the victim being made to clean it up and then taken outside. - resident, ABR Oracle facility (Attachment 50) On 3/1/98 he observed staff making the victim do push-ups while residents were in the chapel. The victim told them he could not do them because his arm hurt. Staff told the victim it was too bad and they had given him a chance. The victim then defecated on himself. Staff told him it was too bad. The victim then vomited. Staff made him clean it up and they took the victim to change. He thought the victim was sick because he looked skinnier and vomited a lot. He observed the victim vomiting when eating. He saw the victim carrying a yellow trash can for a couple of days. - resident, ABR Oracle facility (Attachment 59) He was at the Oracle facility until the victim's birthday, 11/23/98. He recalls this as the victim gave all of them a piece of his birthday cake. He was also in the same barracks as the victim. Sometime after the victim's birthday, possibly the following day, he was sent to another ABR facility. On 3/2/98 he was sent to the Oracle facility to get his teeth filled. He observed the victim carrying a trash can containing his soiled clothes. He was carrying the trash can above his head. He saw the victim in the sand pit (volleyball court) with - and -. They were carrying him by the hands and feet. He heard say "Watch this little punk clown. He bites." He noticed the victim was pale. - resident, ABR Oracle facility (Attachment 53) He states he was on yellow shirt status at the same as the victim. He observed the victim unable to perform the physical activities that were required of him while on yellow shirt status. He recalls seeing _ carrying the victim on his shoulders. This was following an incident in which the victim fainted. The victim was pale. The victim was laid on the ground. _ was walking by at the time and he was instructed to "Lock it in", but he glanced at the victim as he walking past the victim. He then saw them try to make the victim push a wheelbarrow. The victim was unable, so staff put the victim into the wheelbarrow and _ pushed the wheelbarrow. - told the victim, "Boy, you need to get yourself off this yellow shirt so you can move on in your program." On 3/1/98 he told - that he believed the victim was sick. He was told to be quiet. He described the victim as having red eyes, pale faced, tongue sticking out and "stuff" coming from his mouth. On 3/2/98 he observed the victim being forced to run up and down the hill. The victim told the staff he could not run. Staff made him get down and do push-ups. He observed staff pushing the victim's face into a bucket containing the victim's soiled clothes. The clothes contained feces and vomit from the victim. He heard staff say, "Boy, get your face down there! Throw up down there! Yea, you see what you did?" He stated the staff with the victim were - and - - Forensic Pathologist, Pima County Medical Examiner's Office (Attachment 55) Dr. Parks was interviewed by CPS on 6/10/98. On 3/4/98 he performed the postmortem examination of the victim. (Attachment 56) A 3/27/98 press release notes the following: "Nicholaus Contreraz died of complications of an empyema of the left chest. An empyema is a collection of pus between the lung and the inside lining of the chest cavity. Approximately 21/2 quarts of pus were present and there was collapse of much of the left lung because of space taken up by the fluid The appearance of the lining of the left lung and chest cavity indicates that the infection had been present for at least weeks prior to his death. (Attachment 57) In his twelve years of experience he had never seen a collection of pus between the lung and chest cavity to the magnitude the victim had. He stated it was an infection which caused the collection of pus. He identified the infection as a staphylococcus organism. He stated people generally know when an infection is present because of generalized symptoms. The symptoms include fever, sweats, chills, pain, nausea and an inability to keep food down. He stated if lung capacity was diminished, such as the presence of pus in the chest, a person becomes easily winded and hyperventilates. He believes a person with infection and diminished lung capacity could exhibit a short amount of energy for a short period of time, and then become fatigued or exhausted as opposed to having no energy. He also thought fainting might occur. Mary Dudley, MD - Forensic Pathologist, Consultant (Attachment 58) Dr. Dudley is employed as a Forensic Pathologist in the Maricopa County Medical Examiner's Office. She was asked, in her capacity as a private consultant, to provide CPS with a medical consult on the death of Nicholaus Contreraz. Dr. Dudley was interviewed by CPS on 7/1/98, 7/16/98 and 7/22/98 Dr. Dudley was provided a copy of pertinent documents on the victim, including documentation provided to CPS by ABR and the autopsy report provided by the Pima County Medical Examiner's Office of the autopsy conducted by Bruce Parks, MD. She stated the records showed the victim was very ill. The autopsy by Dr. Parks showed he had streptococcus pneumonia and pleural fluid in the chest cavity that equaled 5 pounds which was pushing on the left lung. She noted the victim was bitten, while in California, by a brown recluse spider. The bite became infected and may have continued in his system. The documentation of the victim's physical exam in January 1998 showed he weighed 141 pounds. At the time of death the victim's weight, minus the fluid, was 127 pounds, a loss of 14 pounds in two months. Dr. Dudley reviewed the medical records provided to CPS from ABR. There is no documentation of the victim's temperature, weight, symptoms or a physical assessment of the lungs. There is no record of his nutrition history, fluid intake and loss, of stool samples sent for culture or of chest x-rays being taken. Additionally, there is no documentation of the victim's level or duration of exercise and his response to the exercise. There is no documentation on observations by staff of the victim's tolerance to exercise. ARB had documentation of the victim's past history of asthma, but there is no documentation of follow-up regarding how often the victim used his inhaler, use of a peak flow meter to check lung capacity or documentation of how he responded under physical exertion. The higher elevation of the Oracle ABR facility could have been a factor in the victim's asthma problems. The only intervention noted for the victim were instructions on how to breathe and the use of a paper bag to treat breathing problems. He was repeatedly released to staff to resume physical activities. The nurse did not document scrapes and bruises, which should have been photographed, measured and reported appropriately. The victim's symptoms of nausea and diarrhea should have resulted in a changed diet and observations of fluid intake and loss. The victim apparently was treated by a dentist on 2/23/98 and given codeine which can cause bronchial spasms in someone with asthma. This may have exacerbated his symptoms. It appeared many individuals caring for the victim at ABR observed his symptoms, but they did not take them seriously and the victim was forced to increase his physical activities. The staff appeared to think the victim's symptoms were faked for manipulation. However, many of the symptoms documented cannot be faked, including sweating, fever, chills, rapid respiration and pulse, nausea, vomiting, diarrhea, cyanosis and flushing of the skin, trembling and muscle fatigue with exercise, cough, left chest pain, dry heaves, difficulty breathing, wheezing, "moldy" body odor and weight loss. It appears the victim was exhausted and had very rapid breathing, to the point he was exhaling so much carbon dioxide his fingers were getting tingly. One of the residents interviewed stated he noticed a "moldy odor" which could be present with an empyema. The victim did communicate his concerns by saying he "couldn't" do what was expected. He was noticed to walk with difficulty, at times falling or fainting. Many times he had to stop and rest while walking, an indicator he was unable to perform required activities. The need for assistance with physical activities was an indicator the victim's muscles were really fatigued to the point of failure. The majority of staff interviewed reported observing symptoms of some sort. The fact the victim was forced to carry his vomit and soiled clothing in a bucket also created a health risk for the other residents. As the victim's illness was not diagnosed, risks were taken exposing the other residents to an unknown potential contagious disease. Dr. Dudley states in her report "Untreated pneumonia is a life-threatening medical condition that can progress to complications (empyema in this case) and led to death. This is a natural manner of death. If the diagnosis of pneumonia and empyema had been made sooner through a thorough physical examination and chest x-ray and proper early treatment, it is most likely that Nicholaus would have responded to antibiotics, drainage of fluid, bed rest, etc. and his health would have improved. Therefore, neglect in recognizing and reporting Nicholaus' medical problems and physical symptoms most probably contributed to his death. (Attachment 59) Based on information obtained, ABR staff observed physical symptoms indicating Nicholaus Contreraz was seriously ill. ABR staff failed to obtain appropriate medical treatment for the child. Their failure to do so was based on their belief the child was "faking" symptoms, including a fever, to avoid physical training. Nicholaus Contreraz was examined by on several occasions. _failed to conduct appropriate medical assessments of the child's physical symptoms. She instead chose to believe these symptoms were being "faked" by the child. _ considered the child's difficulties with breathing as episodes of hyperventilation. _ failed to recognize the serious physical symptoms indicative of Nicholaus Contreraz's grave illness. She failed to refer the child to a medical doctor for assessment and treatment. Residents reported some prevalent incidents and information. Several heard Nicholaus Contreraz report to staff he did not feel well. Several residents observed Nicholaus Contreraz's physical symptoms indicating he was ill. The residents report ABR staff would disregard the child's complaints of not feeling well and would instead make fun of him, accuse him of faking symptoms, and force him to continue with physical activities. Several residents reported seeing Nicholaus Contreraz being forced to carry a bucket with his vomit or feces covered clothing. Residents observed Nicholaus Contreraz being carried in a wheelbarrow because he was unable to walk. Residents observed the child being carried in a "fireman's carry" by his ankles and wrists, or underneath his shoulders. Residents observed staff yelling at the child because he was slow in performing tasks. Many residents reported Nicholaus Contreraz was made to continue physical training after informing staff he needed to defecate. Staff would force him to continue physical activities, sometimes by physically assisting him, causing him to defecate on himself. Residents reported staff would, at times, continue to require Nicholaus Contreraz to perform physical training without changing his clothing or showering. They also forced him to sleep on a mattress on the floor, partially inside the bathroom, with feces or vomit still on him. The Pima County Medical Examiner's report indicates Nicholaus Contreraz died as result of complications of empyema of the left chest, a collection of pus between the lung and the inside lining of the chest cavity. The medical examiner's office press release states "All of these conditions combined to reduce the body's inability to take in oxygen. Additional stress was placed on the body through physical activity Nicholaus was required to perform. Ultimately, the inability to properly oxygenate the organs in the body probably led to strain on the heart and the development of an irregular rhythm and cardiac arrest. A medical review of available medical documentation was conducted by Mary Dudley, MD. Dr. Dudley states in her report that Nicholaus Contreraz displayed classical symptoms of pneumonia and empyema. These symptoms include fever, weight loss, chills, cough, anorexia, nausea, vomiting, diarrhea, exercise intolerance and fatigue. She noted the failure of the nurse, _, to conduct an appropriate physical assessment, a procedure - would have known to conduct due to her training as a registered nurse who had experience in intensive critical care. Dr. Dudley also noted the repeated failure of staff to respond appropriately to the clear physical symptoms the child displayed during the course of his illness. She noted staff made the decision to ignore the symptoms and instead to consider them "faked" and continued the forced physical activities. Despite clear physical symptoms indicating this child's health was quickly deteriorating, ABR staff chose to believe the symptoms were being "faked". As a result, they increased the frequency of physical activity this child was required to perform. They failed to consider other possibilities for the child's inability to perform physical activities. Therefore this constituted neglect by Arizona Boys Ranch staff responsible for the care and safety of this child and was a significant contributing factor in the death of Nicholaus Contreraz. ALLEGATION 2 Pl - 33 Propose to substantiate Untreated medical condition which is life threatening PERPETRATORS -, ABR staff -, ABR staff -, ABR staff -, ABR staff -, ABR staff -, ABR staff -, ABR staff SUPPORTING EVIDENCE -, registered nurse, ABR Oracle facility (Attachment 5) Approximately a week prior to the victim's death she instructed_ to use a paper bag to treat the victim's hyperventilation. She stated that on 2/27/98 while the victim was in her office he spoke with his grandmother. She heard the victim tell his grandmother he wanted to join his father, who is dead. On 3/1198 while examining the victim, -, heard - tell the victim they had discussed his breathing problems before and the "breathing problem is in your head". Note the prior information listed in Allegation 1. The same information supports the finding in this allegation. _ failed to make an appropriate assessment of the victim's precarious health. She failed to properly assess his statements of wanting to die. She failed to provide the victim with adequate medical care or to refer him for appropriate medical care. - work specialist. ABR Oracle Facility (Attachment 1S) On 2/28/98 and 3/1/98, when the victim had been vomiting, he had the victim carry a trash can. He did not refer the victim to inappropriate medical staff for assessment and treatment. -, work specialist, ABR Oracle facility (Attachment 10) On 3/2/98 he observed the victim defecate on himself. The victim coughed and he placed the victim on his side believing the victim was going to vomit. On several occasions he assisted in carrying the victim when the victim was unable to walk. He did not refer the victim to appropriate medical staff for assessment and treatment. _ shift supervisor, ABR Oracle facility (Attachment 6) On one occasion he observed the victim cough up phlegm. He did not inform the nurse about his opinion the victim did not look well or the specific symptoms he observed. He did not refer the victim to appropriate medical staff for further evaluation. -, night shift staff, ABR Oracle facility (Attachment 7) He has experience as an emergency medical technician. He heard the victim cough for several nights. The type of coughing led him to suspect the victim had a viral infection. He made contradicting statements about whether he reported the coughing to anyone. In one interview with law enforcement he stated he did not. In an interview with CPS he stated he reported the coughing to others but he could not recall to whom. He then stated he informed -. He told law enforcement that on 3/1/98 he did not note his observations in the barracks log because it was not a function of his job to do so. He did not refer the victim to appropriate medical staff for further evaluation. - cook, ABR Oracle facility (Attachment 13) On 2/28/98 he provided the victim with a yellow bucket to use for vomiting. He did not refer the victim to appropriate medical staff for assessment and treatment. -, work specialist, ABR Oracle facility (Attachment 17) On 2/21/98 he completed an incident report. The report stated, "On the above date a hygiene inspection was conducted and the following residents had the listed conditions for the nurse to evaluate." The victim's name is then listed with the conditions noted "cold, flu symptoms - fever, chills". The documents provided to CPS do not contain nursing notes for 2/21/98 or 2/22/98 indicating whether the victim was seen or treated for the conditions described. He knew the victim had been vomiting and thought he might be dehydrated. He saw the victim vomiting on a few occasions during or right after meals. It was his opinion the victim was forcing, himself to vomit. He did not refer the victim to appropriate medical staff for assessment and treatment. The following interviews provide further evidence which supports the finding. -, work specialist, ABR Oracle facility (Attachment 8) On 3/2/98 while in Barracks 8 the victim told him he wanted to kill himself. - work specialist, ABR Oracle facility (Attachment 12) On 3/2/98, at the amphitheater, he observed the victim to be wobbly and tired. He noticed his breathing was short and he was panting with his mouth open. He attributed the breathing difficulties to hyperventilation and instructed the victim to breath correctly. - work specialist, ABR Oracle facility (Attachment 22) On 3/2/98 the victim told him he was going to kill himself by stabbing himself with a knife from the pantry. This occurred while the victim was being made to run up 30 steps in Barracks 9 and was stating he could not complete the run. -, work specialist, ABR Oracle facility (Attachment 19) On 2/27/98 he took the victim to the nurse regarding the two physical assists the staff had done the previous day. He stated the victim was able to walk and breathe normally. He observed _ examine the victim. She had the victim squeeze her hand and checked his pulse and blood pressure. The victim told the nurse he was tired and wanted to kill himself. -, family coordinator, ABR (Attachment 28) He conducted the initial case review and case plan upon admission of the victim. He is required to write quarterly progress reports on residents. He received a packet of information on the victim from the community services worker. He did not receive any medical information on the victim. He stated he was not sure where the information was directed but it was not to him. Mary Dudley, MD - Forensic Pathologist, Consultant (Attachment 58) Dr. Dudley's report states: "According to the records from Arizona Boy's Ranch, Nicholaus had flu like symptoms in February 1998 and was removed from the exercise program for two weeks. Following the initial flu symptoms, he seemed to have progressive decline in health status with symptoms noticed by staff and teen residents, including fatigue, weight loss, vomiting, diarrhea, and resvictim still would not do frequently sent to the nurse for these symptoms and repeatedly returned for increased exercise. He was unable to perform the exercise alone and was placed in "assisted exercises", or forced exercise, resulting in further decline in his physical health. Nicholaus died in March 1998 following a month of declining health and daily assisted exercise. " (Attachment 59) Dr. Dudley noted in her report that other residents were well aware of the victim's declining health, exhaustion and his inability to keep up with the demanding physical regime. Dr. Dudley noted that while staff seemed to think the victim was faking symptoms, the symptoms displayed by the victim could not have been faked. Dr. Dudley notes the poor documentation ABR maintained to determine the ability of the victim to perform the activities that were required. She also noted the lack of written documentation between the nurse and staff regarding the victim's medical history, his physical condition and his response to exercise. There were numerous observations by ABR staff of physical symptoms indicating Nicholaus Contreraz was ill. There were also numerous occasions in which the child stated he wanted to kill himself and he was not referred for appropriate assessment. ABR staff failed to make adequate efforts to provide the child with appropriate medical and psychological assessment and treatment. _the nurse, made claims of having seen Nicholaus Contreraz on many more occasions than what was provided by ABR to CPS as complete official information on the child's medical records. Her chronology contains very detailed information of the examination she conducted of the child in each of her contacts. They all indicate a child in perfect health, including a child who had gained 6 pound since his admission to ABR. This information is completely contrary to information reported by many others regarding the symptom and appearance of Nicholaus in the last weeks of his life. _ failed to seriously consider the physical symptoms as indicators requiring medical treatment, she instead cleared him for physical activities and gave the child a paper bag to self treat his breathing difficulties. ALLEGATION 3 P2 - 45 Propose to substantiate Injuries that may require medical treatment which may include: multiple injuries or multiple plane injuries injuries to torso or extremities PERPETRATORS -, ABR staff -, ABR staff -, ABR staff -, ABR staff -, ABR staff -, ABR staff -, ABR staff -, ABR staff -, ABR staff SUPPORTING EVIDENCE _ - work specialist, ABR Oracle facility (Attachment 8) On 3/2/98 the victim was forced to perform "barrel rolls" at the volleyball court. When the victim was unable to do the "barrel rolls" he was assisted by _. The assistance rendered was to physically roll the victim. The volleyball court has a sand floor. (The medical examiner's report notes the victim had abrasions and sand around his waist and buttock area.) On 3/2/98 he and other staff used a "fireman's carry" on two occasions when the victim would not walk. (The medical examiner's report noted the victim had, bruising on his wrists and ankles.) On 3/2/98 at the amphitheater he observed _ and _ "address" the victim against the wall. Following policy, he "disengaged" when they began "addressing" the victim. He recalled _ and _ pushing the victim against the wall and begin yelling at the victim. He believes one of the staff slapped the wall while yelling at the victim but did not recall if it was _ or _ . (The medical examiner's report notes the victim had bruises and abrasions to the back and side of the head.) He later went to _, his shift supervisor, and talked to him about the results of the autopsy and his opinion the bruising to the back of the victim's head could have been caused by the victim being pushed against the wall by _ and _ . (The medical examiner's report notes the victim had abrasions and bruising to the back of his head.) On 3/2/98, while at the volleyball court at approximately 4:00 PM, _ stated the victim asked for water. The victim did not have his canteen. _ stated he went for water which he carried back in a pitcher. He stated the victim refused to drink the water so staff tilted his head back and they poured water into the victim's mouth. The victim allegedly drank about 16 ounces of water. _ work specialist, ABR Oracle facility (Attachment 12) On 3/2/98, he stated during an interview with the Pinal County Sheriff's Office, that while at the amphitheater he grabbed the victim by the shoulders and walked him to the wall yelling at him to pick it up and that the victim could do it. It was at that time that he slapped the wall, and possibly hit the victim against the wall, as he was slapping the wall and holding him against the wall. _ assisted him in addressing the victim. (The medical examiner's report notes the victim had bruises and abrasions to the back and side of the head.) He stated he slapped the wall three to five times with his hands and the victim's body possibly hit the wall causing a loud noise. He stated it was possible the noise was loud enough to awaken someone sleeping in Barracks 22, which is the closest building to the amphitheater, approximately 60 to 75 feet. _ work specialist, ABR Oracle facility (Attachment 10) On 3/1/98 he and another staff, _ assisted the victim up a hill with their hands under the victim's arms. He admitted to carrying the victim by the armpits. He saw redness on the victim's armpits. (The medical examiner's report notes redness and abrasions on the victim's armpits.) On 3/2/98 he was present when the victim was assisted with "barrel rolls" on the volleyball court. On 3/2/98 at the volleyball court he assisted the victim with push-ups when the victim was unable to do these on his own. The volleyball court has a sand floor. (The medical examiner's report notes the victim had abrasions and sand on his back, abdomen and tip of his shoulder. He also had linear bruising along his hips and an abrasion on his penis.) _, work specialist, ABR Oracle facility (Attachment 11) On 3/2/98 he and _ carried the victim from the volleyball court to the amphitheater using the "fireman's carry". (The medical examiner's report notes the victim had bruises to the wrists and ankles.) On 3/2/98 he assisted the victim with pushups by grabbing him by the waistband and shoulder and lifted and lowered him. He admitted his assistance could have left the marks noted in the medical examiner's report. (The medical examiner's report notes the victim had abrasions and sand around his waist and buttock area.) _ , work specialist, ABR Oracle facility (Attachment 18) On 3/1/98 he was with the victim while running on the hill for physical training. He claims staff told the victim he could not run because he was on restriction from running. The victim was told he could walk and stay with the rest of the group. However, he claims the victim refused to walk and he collapsed on the ground stating he could not do it. He and _ told the victim if he could do this, they would assist him. They had the victim sit by the side of the road out of the way of the other residents who were running. They assisted the victim by holding him by the arms, under the shoulders. He states the victim started walking then stopped and was dragging his feet. They stopped carrying him because they did not want the victim to scrape his knees. (The medical examiner's report notes the victim had redness and abrasions under his arms and armpits and abrasions on his knees.) On 3/2/98 he and assisted the victim to walk. He noticed the victim's feet were dragging and he had no body control. He interpreted this to be defiance. (The medical examiner's report notes the victim's left great toe had a discoloration which could have been a contusion.) _ work specialist, ABR Oracle facility (Attachment 15) On 2/28/98 he assisted the victim with "ups/downs" and jumping jacks. When the victim would hit the ground, he would not get back up. He grabbed the victim by the forearms to stand him. (The medical examiner's report notes the victim had bruising to the upper arms.) _ , work specialist, ABR Oracle facility (Attachment 16) On 2/28/98 he and _ assisted the victim two to three times in performing bends and thrusts by grabbing him by the upper arm, taking him down, he would be dropped (in a push up position with his legs extended), then the victim would come up and commence jogging in place. (The medical examiner's report notes the victim had bruising to the upper arms.) _ , shift supervisor, ABR Oracle facility (Attachment 6) On 2/26/98 at night, in the barracks, he and _ assisted the victim in doing physical activities because the victim did not want to do them. He and _ took the victim "away from the group" to the volleyball court. _ instructed the victim to do 15 minutes worth of any exercise and, according to _ the victim did them. However, _ stated the victim had been unable to do them. _ did not report any further information on this situation. However, _ provided a detailed account. His statements are noted in the following section. _, work specialist, ABR Oracle facility (Attachment 19) On 2/26/98, after dinner ,the victim was taken to the volleyball pit to make up physical training he had missed. He stated _ , _ and he had to encourage the victim through feedback but the victim wouldn't make an effort. The victim did a slow jog twice on his own. He and _ assisted the victim holding him under the armpits and running alongside the victim at a fast jog. They did this for a minute then would stop and ask the victim if he was ready to run on his own. (The medical examiner's report notes the victim had redness and abrasions on the armpits.) The victim was not steady and could not run, so staff had him do jumping jacks right after the running exercise. The victim did two jumping jacks after which _ stood behind the victim, held him by the wrists and assisted him in doing jumping jacks. (The medical examiner's report notes the victim had bruises on his wrists.) Staff then had the victim do regular push-ups. The victim was able to do a few on his own. _ assisted the victim in push-ups. He held the victim by the waist of his pants. He stated at this point the victim banged his head violently a few times on the ground. He thought the victim might have received a small scrape on his forehead. (The medical examiner's report notes the victim had abrasions and bruises on his head.) He took water from a canteen and poured it on the victim's face to wipe off the sand. The victim was able to drink water on his own. He cradled the victim's head while _ assisted the victim with push-ups. He did this to prevent the victim from banging his head. The victim was unable to stand on his own so he held the victim against his chest. He told the victim if the victim was unable to do the physical training, then staff would not help him and they would isolate him. He told _ the victim had to do 15 minutes of physical training on his own. The victim was unable to do the and __ and he talked to the victim while the victim was in a push-up position. They told the victim to put forth effort, stop getting frustrated and stop crying. (The medical examiner's report notes bruises and scrapes to the hips, back and buttocks, upper arms, under the arms, head and chest.) The following interviews provide further evidence which supports the findings. _ , work specialist, ABR Oracle facility (Attachment 14) On 3/2/98 he observed _ and _ participate in carrying the victim to the chapel using a "fireman's carry". He observed _ and _ assist the victim with stomach crunches and push-ups. He heard banging during the physical activity. He stated he did not think it was unusual for staff to hit residents to the ground when assisting in push-ups. (The medical examiner's report notes the victim had bruises on the ankles, wrists, and abrasions and sand on his hips, back and buttocks.) _ , work specialist on night shift, ABR Oracle facility (Attachment 29) On 3/2/98 he was awakened between 4:30 PM and 5:00 PM by loud banging outside Barracks 22. The banging continued for 3 to 5 minutes. He left the barracks sometime between 5:00 PM to 6:00 PM and saw the victim on the floor with staff administering CPR. He was told by staff to watch what he said because he could get fired. _ , activities coordinator, ABR Oracle facility (Attachment 27) Stated his brother, _ is honest and if he said he heard loud banging, then he did hear loud banging. Staff were discouraged from gossiping about the incident. He denied anyone made a reference about being fired. He admits telling his brother if the victim was killed by staff then all their jobs would be in jeopardy. _, shift supervisor, ABR Oracle facility (Attachment 24) On 3/2/98 he arrived to work at 8:00 PM. He was met by _ who appeared badly shaken and who told him something happened "really bad and they told me I can't tell you anything or I'd get fired." On 3/2/98 _ told him he heard them "banging the kid against the wall by the amphitheater". _ stated the noise woke him up. He sat up in bed and heard staff saying "c'mon kid, breath." He reported it was not unusual for youth to be taken to the amphitheater and get banged against the wall. He stated he had witnessed this in the past. _, resident, ABR Oracle facility (Attachment 30) On 3/2/98 at approximately 5:00 PM he heard staff assisting Nicholaus Contreraz with push ups. He did not see it because residents are not allowed to look at those situations. (The medical examiner's report notes the victim had abrasions and sand around his waist and buttock area.) _, resident. ABR Oracle facility (Attachment 31) On approximately 2/23/98 the victim could not run. Staff physically assisted the victim by holding him up by the arms and shirt and dragging him. (The medical examiner's report notes the victim had abrasions and redness on the armpits and bruising on the upper arms.) On 2/26/98 the victim was placed into yellow shirt status. On that day he observed staff drag the victim and hit him because the victim would not do physical training. On 3/l/98 he observed _ smack the victim hard on the back. On 3/2/98, while the resident were on their way to the chapel, he observed _ and _ pick up the victim and throw him down. _, - resident, ABR Oracle facility (Attachment 32) On 3/2/98 at approximately 4:00 to 5:00 PM, while he was working in the pantry, he observed _ and _ telling the victim to march down a hill and the victim kept falling. He observed _ and _ drag the victim when he was unable to march down the hill. The victim's lower legs were dragging on the ground. (The medical examiner's report notes the victim had abrasions on his knees.) _ , resident, ABR Oracle facility (Attachment 34) On either 2/28/98 or 3/l/98 he observed _ and _ pick the victim up and throw him down. They would laugh at the victim when he would hold up his hands. He observed _ and _ watch Nicholaus Contreraz attempt to catch himself while falling. On 3/2/98 he observed _ and another staff grab the victim by the shoulders and force him to his knees to pick up leaves. The victim said he could not do it. _ , resident, ABR Oracle facility (Attachment 35) He observed the victim in the barracks in the center bay, in a four square position. A bucket was under the victim. _ was present during this incident. On 3/1/98 the residents were marching to the chapel. A staff member carried the victim on his shoulders because the victim could not walk. Then the staff person dragged the victim on the floor. He observed staff assisting the victim with push-ups. Staff held the victim's shirt and pushed him up and down. _ , resident, ABR Oracle facility (Attachment 36) He observed staff dragging the victim across the grounds. He saw _ holding the victim and dragging him down the hill. He saw bruises on the victim. This happened while the victim was on yellow shirt status. On one occasion in the chapel he observed _ pick up and shake the victim and then had the victim sit next to him so he could watch the victim. _, resident, ABR Oracle facility (Attachment 38) On one occasion he heard the victim thrown on the ground. He heard the victim ask why they were hurting him. The victim would try to get up and staff would keep throwing the victim to the ground. He observed this from the corner of his eye. He observed marks, such as bruises and scuffs, on the victim's legs. _ , resident, ABR Oracle facility (Attachment 41) He stated that on 3/2/98 in the morning residents were running. The victim said he could not run. Staff grabbed the victim by the arms and dragged him. The victim would fall to the ground saying he could not do it. On 3/2/98 before lunch he observed the victim at the volleyball court doing push-ups. When the victim was unable to do push-ups, staff picked him up and dropped him down several times. - , resident, ABR Oracle facility (Attachment 43) He heard staff slamming the victim in the hall. He saw staff throwing the victim, picking him up by his shirt and sometimes the victim's head would hit the wall. _ resident, ABR Oracle facility (Attachment 44) On 3/1/98 he heard the victim slammed to the ground and forced to do physical training, ups/downs and jumping jacks. The victim told staff his arms hurt. Staff forced the victim to continue physical activity. He observed staff yelling at the victim and dragging him up and down the hill. He stated staff were always shouting and "putting hands" on the victim. The last time he saw the victim was on 3/2/98. It was approximately 5:45 PM and he was coming out of the pantry from dinner. He observed the victim in the pit (volleyball court) with _ and _ . The victim was standing, _ had the victim's head tilted back and another staff was forcing water down the victim's mouth. Staff were using a pitcher to pour the water. _ , resident, ABR Oracle facility (Attachment 45) He observed staff do hands on training with the victim, pushing him, and dragging him by his shirt. While in the chapel, he observed staff make the victim do push ups in the aisles. The victim told staff he could not do them and staff picked the victim up and threw him down. The victim asked staff why they were hurting him. The victim then threw up on the floor. The staff made him clean it up and took him outside. The victim was later returned and was crying. _ , resident, ABR Oracle facility (Attachment 46) He stated that a few weeks before his death, the victim defecated on himself while doing a four square position. The victim stated he was weak and unable to do the exercise. Staff yanked the victim up by his pants, threw him against the wall and told him he had to do the exercises. The victim asked staff to stop because he was defecating on himself. Staff had the victim place the feces in a bucket, walk around campus and smell the feces. _ , resident, ABR Oracle facility (Attachment 51) He stated the victim had problems doing physical training. He heard the victim tell staff about five times that they could either help him or hurt him. He observed the victim with his jacket ripped. He observed the victim fall down. Staff would instruct the victim to get up. The victim would tell staff he was unable to get up as he hurt. The victim would cry, staff would pick him up and force him up. He observed staff drag the victim face up down a hill. _ , resident, ABR Oracle facility (Attachment 53) On 3/1/98 he observed the victim at the volleyball pit being forced to do push-ups. The victim kept saying he could not do push-ups. The victim was crying and had dirt on his face and mouth. He observed _ and _ assisting the victim to complete the push-ups. The victim was assisted by _ and _ who would lift the victim by the back of his shirt then drop him on the ground. He stated the victim would lock his arms while in the up position and _ would place his knee on the victim's back and force the victim down. The victim vomited during the assisted exercise. On 3/1/98, while at the volleyball pit, he observed _ and _ pushing the victim's face into the dirt. He stated _ was not hurting the victim too much. He stated that approximately one or two days before the victim died, he observed the victim at the basketball court doing push-ups. The victim was being pushed up and down by _ and _. _ , resident, ABR Oracle facility (Attachment 54) The victim told him he was being tortured at Arizona Boys Ranch. Bruce O. Parks, MD - Forensic Pathologist, Pima County Medical Examiner's Office (Attachment 55) The autopsy report documented 71 separate injuries on the victim. The injuries were abrasions and contusions in various sizes and stages of healing. (Attachment 56) Stated the bruises and abrasions to the victim's chest area were too many to have been only the result of resuscitation efforts. He noted that some of the injuries to the victim could have been the result of assisting the victim in physical activities. He stated if the victim had been wearing a shirt it would have been harder to explain the broad scrapes on the chest as being caused by contact with a surface such as sand. Mary Dudley, MD - Forensic Pathologist, Consultant (Attachment 58) Dr. Dudley's report states the following: "There are numerous bruises and scrapes on his body, consistent with forced exercise as reported. Nicholaus suffered, apparently at the hands of the staff (direct, or indirectly), recent injuries on his chest and abdomen, back, shoulder, chin, knees, arm and head from reported 'assisted exercise', including decline push-ups, and barrel rolls. Iron stains of the microscopic skin slides were negative on sections from the left arm, left hand, left side of the chest, and right arm, indicating recent injury (less than three days old). There were positive iron staining on sections from the left forearm, left axilla, right side of the head, left side of the neck, mid chest, right forearm, and right iliac, indicating injury more than three days old. The injuries consist of approximately 70 blunt force injuries according to the autopsy, including abrasions and contusions. Although numerous, the injuries appeared to be superficial and minor. There were no underlying fractures or injury to internal organs. The external injuries were not life threatening and did not contribute to the cause of death. However, the pattern of external injuries are consistent with the history of forced exercise or impact against blunt objects. The forced exercise may have contributed to his death in lieu of his debilitated physical state and medical condition." (Attachment 59) Several residents stated they witnessed Nicholaus Contreraz collapse and unable to respond to commands. ABR staff would pick him up, throw him down, or let him fall, then laugh at him for falling, often calling him names and deriding him. Residents stated they witnessed Nicholaus Contreraz cut his chin while assisted with push ups, and they described staff throwing Nicholaus Contreraz to the ground with enough force to cause physical injury. Residents witnessed staff physically assist the victim, carrying the victim under his arms with his feet dragging on the ground. Several residents indicated Nicholaus Contreraz was forced by staff to do much more than the usual yellow shirt resident, including more hands on physical assistance. They believed this occurred more often due to his weakened condition and staff perception the victim was manipulating. Some residents saw scrapes, bruises and cuts on Nicholaus Contreraz, which they said came from the handling of staff who were physically assisting him with physical training. Nicholaus Contreraz had numerous abrasions and bruising on his chest, back, shoulders, arms, hands, elbows, knees, legs, feet, stomach, hip, pelvic area, head and face. Although no one responsible for the care of Nicholaus Contreraz in last few weeks of his life has admitted to inflicting any of the injuries, they are too numerous and in areas of the body to be consistent with accidental injuries. It is clear at minimum the "assistance" rendered to the child in the course of forcing him to complete physical activity resulted in injuries to the child. ALLEGATION 4 P3 - 67 Propose to substantiate Parent, guardian or custodian is not protecting children a person who does not live in the home and who abused the child. PERPETRATORS _ , ABR staff _ , ABR staff _ , ABR staff _ , ABR Camp Director SUPPORTING EVIDENCE _ , ABR Oracle facility (Attachment 5) On 1/19/98 she examined the victim who complained his back on the left side was sore and he had pain while breathing. The victim reported he had been hit two days before. She did not ask the victim who hit him. On 2/27/98 she noticed a bruise on the victim. The victim complained of hurting all over. On 3/1/98 she documented numerous abrasions and marks on the victim. They were on his chest, upper arms and back. She did not ask how the injuries were inflicted and did not report them to the proper authorities. She did not think it was unusual to see residents with bruises and marks. _ , work specialist, ABR Oracle facility (Attachment 20) He and _ asked to see the abrasions around the chest of the victim for documentation purposes. Based on information provided by _ , he questioned _ regarding the "addressing" at the amphitheater and accepted his explanation and took no further action. __ , ABR Oracle facility (Attachment 9) On 3/1/98 he observed various marks and abrasions on the victim. The victim told him they had been received from staff during a physical assistance incident on 2/28/98. He did not ask the victim which staff. He did not report these injuries to the proper authorities. He states in the 3/10/98 interview that he believed the marks under the victim's arms were caused by staff picking him up. He did not report his suspicions to the proper authorities. _ , ABR Oracle facility The _ , as the person assigned with the responsibility of overseeing the __ , knew or should have known: 1. Staff continually violated standards for providing for the safety and care of a child placed in their physical custody. 2. The agency's policy of "addressing", "physical training" and "assisting" in exercise resulted in the victim being physically abused. 3. The medical care available on site was insufficient and inadequate. The victim did not receive adequate medical care. 4. A safe environment was not provided for the victim. The neglect and abuse cannot be attributed to an individual because many staff were involved in actions, or lack of actions, which led to the abuse of the victim and the neglect which led to the death of the victim. The interviews with staff and residents depict a situation in which there were several incidents in which staff should have written incident reports and failed to do so. These incidents involved every injury the victim received while in their care. The following interviews provide further evidence which supports the finding. Bob Thomas - Executive Director, ABR (Attachment 21) During an interview with CPS on 7/22/98, Bob Thomas stated the victim should have been terminated from the program as his behaviors were malingering. He stated he believes staff thought the victim was malingering and they were trying to encourage the victim. He declared ABR had conducted an internal investigation. He only had a verbal report. He stated they had been unable to make a finding because ABR did not have any more information than the CPS investigators. He agreed to provide a written report if his attorney approved providing CPS with a written report. He maintained all information ABR has on the incident has been turned over to law enforcement. He stated ABR staff did not follow policy and mistakes were made in dealing with the victim. He stated ABR made a "misdiagnosis" of the victim's situation at ABR. He stated there were mismanagement mistakes, particularly in the Orientation program. He stated a staff person used poor judgment when the victim was made to carry around a bucket. He stated ABR staff had made some mistakes and failed in the supervision of the victim. He felt supervision should have protected the victim from the bucket incident, specifically, staff members _ , _ and any others involved. He admitted several ABR staff had needed guidance, because on their own they made choices contrary to ABR policy. He stated staff used improper discipline and broke ABR discipline policies. He stated the _ made errors in assessing the victim's medical condition. He stated the three-tier management system led to a breakdown of communication and reporting among staff. He stated newer staff members needed more training and they should have been monitored more closely by ABR administration. He stated it was obvious there was a communication problem among staff members. He stated if the _ was told by a resident he was being physically hurt, she would report it to the shift leader and the information would have worked its way to _ . He said _ would have checked out the allegation and a written report should have been done and sent to the county authorities and CPS. The _ was required to report any medical concerns to the _ . The _ had the final say regarding residents. Since both the _ and _ are no longer employees, he did not talk to them to see if there had been communication between them regarding the victim's medical condition. James A. Hart, DES Assistant Director, contacted Bob Thomas to inquire what action ABR had taken regarding _ . Mr. Thomas informed Mr. Hart they had removed _ from her duties. He stated that for the past couple of weeks, prior to the victim's death, they had been concerned about her work. The Executive Director, as the person assigned with the responsibility of overseeing the Arizona's Boys Ranch, knew the medical care available on site was insufficient and inadequate. He stated _ was involved in many administrative things and was not aware of how serious the victim's problems were at ABR. He thought _ might have delegated the issue of the victim to other staff such as _ and others. He stated that perhaps _ and the medical staff should have known something about the victim's situation. He did not believe there was a failure to protect the victim and, in fact, the facility was safe for youth. He stated the incident with the victim was an aberration and not the norm. He could not answer if excessive force had been used on the victim. He stated that perhaps the bruises and marks resulted from the CPR administered and from the sand in the area. He stated it was up to him, as well as the __ to be aware of what was going on with the victim. When asked if there had been a failure to protect Nicholaus Contreraz and would he still be alive today if ABR staff and management had been aware of the victim's situation, Mr. Thomas stated the failure to protect and responsibility should go back to Sacramento, the victim's mother and Don Berg, the probation officer. He stated there was enough fault to go around for everybody. _ reported that following the death of Nicholaus Contreraz, on 3/2/98, she began working on a chronology of her contacts with Nicholaus. She stated this chronology was not part of the child's file kept at ABR. She stated that prior to the death of Nicholaus, she had no concerns about records being altered at ABR. However, since Nicholaus' death, the medical chart was removed from her office and then given to her. She noticed there were missing items. She was unable to provide specifics regarding what items were missing. Several individuals employed by Arizona Boys Ranch failed to intervene to protect Nicholaus Contreraz from neglect and abuse he suffered while placed at Arizona Boys Ranch. While the abuse was not life threatening, several ABR staff saw incidents and noted injuries on the child and failed to report those incidents. Those responsible for the operations of the agency should have known the practices of staff were inappropriate and could lead to injuries. They also should have known the quality of medical care at the facility was inadequate and posed a risk to residents. It is clear staff failed to follow policies and procedures in that incident reports are not available regarding many of the incidents that were reported by staff and residents. It is also clear staff failed to make child abuse reports to law enforcement or CPS. REPORT DISPOSITION: Allegation 1 - Proposed substantiation referred to the Protective Services Review Team and appeals process pursuant to A.R.S.§ 8-546.12. Allegation 2 - Proposed substantiation referred to the Protective Services Review Team and appeals process pursuant to A.R.S.§ 8-546.12. Allegation 3 - Proposed substantiation referred to the Protective Services Review Team and appeals process pursuant to A.R.S.§ 8-546.12. Allegation 4 Proposed substantiation referred to the Protective Services Review Team and appeals process pursuant to A.R.S.§ 8-546.12. SUBMITTED BY: Lillian Sanchez, CPS Unit Supervisor, Lead Investigator Alice Davis, CPS Program Specialist, Group Care CPS Investigator Mark Grover, specialist III, CPS Investigator / APPROVED BY: Flora Sotomayor, ACYF Field Operations Manager